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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELL
901
CALL
DELISTED
Yellow Corporation Common Stock
YELL
$77K ﹤0.01%
+17,200
New +$83.4K
DBD
902
DELISTED
Diebold Nixdorf Incorporated
DBD
$74K ﹤0.01%
+7,000
New +$63.6K
BG icon
903
Bunge Global
BG
$20.4B
$72K ﹤0.01%
+1,100
New +$64.2K
SAN icon
904
Banco Santander
SAN
$201B
$70K ﹤0.01%
22,955
-2
-0% -$5
EOLS icon
905
CALL
Evolus
EOLS
$385M
$68K ﹤0.01%
20,100
-288,600
-93% -$1.08M
SAN icon
906
PUT
Banco Santander
SAN
$201B
$68K ﹤0.01%
22,000
-957
-4% -$2.42K
TISI icon
907
Team
TISI
$79.5M
$67K ﹤0.01%
607
-1,893
-76% -$156K
MESO
908
Mesoblast
MESO
$1.84B
$64K ﹤0.01%
+3,800
New +$93.5K
EIX icon
909
CALL
Edison International
EIX
$28.2B
$63K ﹤0.01%
1,000
-107,000
-99% -$6.45M
CYH icon
910
Community Health Systems
CYH
$393M
$62K ﹤0.01%
+8,400
New +$59.4K
BMY icon
911
Bristol-Myers Squibb
BMY
$133B
$56K ﹤0.01%
900
-12,500
-93% -$769K
TRIT
912
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$54K ﹤0.01%
+5,000
New +$58.4K
PRTY
913
DELISTED
Party City Holdco Inc.
PRTY
$51K ﹤0.01%
8,215
-191,410
-96% -$744K
GGAL icon
914
Galicia Financial Group
GGAL
$7.99B
$49K ﹤0.01%
+5,714
New +$45.2K
ASMB icon
915
Assembly Biosciences
ASMB
$498M
$47K ﹤0.01%
667
-500
-43% -$58.7K
ITUB icon
916
Itaú Unibanco
ITUB
$93.2B
$44K ﹤0.01%
10,170
– –
BMRN icon
917
BioMarin Pharmaceuticals
BMRN
$11.6B
$35K ﹤0.01%
402
-29,898
-99% -$2.37M
KDMN
918
DELISTED
Kadmon Holdings, Inc.
KDMN
$32K ﹤0.01%
+8,000
New +$31.6K
DBD
919
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$29K ﹤0.01%
+2,700
New +$24.5K
MNK
920
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$29K ﹤0.01%
148,129
– –
BURL icon
921
Burlington
BURL
$23.2B
$26K ﹤0.01%
+100
New +$22.3K
GES
922
DELISTED
Guess Inc
GES
$20K ﹤0.01%
+900
New +$14.2K
M icon
923
Macy's
M
$6.53B
$17K ﹤0.01%
1,493
-320,248
-100% -$2.74M
MNK
924
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$15K ﹤0.01%
75,000
-90,000
-55% -$85.3K
IVR icon
925
Invesco Mortgage Capital
IVR
$759M
$13K ﹤0.01%
364
-9,636
-96% -$298K
35 36
37
38 39

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.