We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOSL icon
901
Fossil Group
FOSL
$333M
– –
-25,800
Closed -$323K
FOSL icon
902
PUT
Fossil Group
FOSL
$333M
– –
-77,500
Closed -$970K
FRPT icon
903
CALL
Freshpet
FRPT
$2.96B
– –
-15,000
Closed -$747K
FSLR icon
904
PUT
First Solar
FSLR
$21.6B
– –
-20,000
Closed -$1.16M
GILD icon
905
CALL
Gilead Sciences
GILD
$187B
– –
-50,000
Closed -$3.17M
GILD icon
906
PUT
Gilead Sciences
GILD
$187B
– –
-50,000
Closed -$3.17M
GME icon
907
GameStop
GME
$11.5B
$0 ﹤0.01%
284
-1,025,716
-100% -$1.51M
GOSS icon
908
Gossamer Bio
GOSS
$73M
– –
-3,149
Closed -$5.07M
HAIN icon
909
Hain Celestial
HAIN
$52.1M
– –
-62,000
Closed -$1.33M
HAL icon
910
Halliburton
HAL
$28.4B
– –
-16,000
Closed -$302K
HD icon
911
Home Depot
HD
$302B
– –
-8,200
Closed -$1.9M
HD icon
912
PUT
Home Depot
HD
$302B
– –
-100,000
Closed -$23.2M
HDB icon
913
CALL
HDFC Bank
HDB
$116B
– –
-119,400
Closed -$3.41M
HEI icon
914
HEICO Corp
HEI
$41.4B
– –
-9,990
Closed -$1.25M
HEI icon
915
PUT
HEICO Corp
HEI
$41.4B
– –
-33,300
Closed -$4.16M
HHH icon
916
PUT
Howard Hughes
HHH
$3.68B
– –
-31,470
Closed -$3.89M
HMY icon
917
CALL
Harmony Gold Mining
HMY
$12.5B
– –
-600,000
Closed -$1.71M
HOG icon
918
PUT
Harley-Davidson
HOG
$2.76B
– –
-27,500
Closed -$988K
HP icon
919
CALL
Helmerich & Payne
HP
$4.14B
– –
-15,600
Closed -$624K
HRTX icon
920
Heron Therapeutics
HRTX
$59.9M
– –
-78,650
Closed -$1.46M
HRTX icon
921
PUT
Heron Therapeutics
HRTX
$59.9M
– –
-50,000
Closed -$925K
HWC icon
922
CALL
Hancock Whitney
HWC
$5.99B
– –
-85,000
Closed -$3.25M
BRSL
923
Brightstar Lottery PLC
BRSL
$1.9B
– –
-10,000
Closed -$142K
BRSL
924
PUT
Brightstar Lottery PLC
BRSL
$1.9B
– –
-25,500
Closed -$362K
INVA icon
925
CALL
Innoviva
INVA
$1.52B
– –
-100,000
Closed -$1.05M
35 36
37
38 39

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.