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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Stride
LRN
$3.41B
| $112K | ﹤0.01% |
+5,316
| New | +$132K |
|
|
SGMO
877
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $109K | ﹤0.01% |
+7,000
| New | +$82K |
|
878
CALL
Reading International Class A
RDI
$33.2M
| $108K | ﹤0.01% |
+21,600
| New | +$75.4K |
|
879
TAL Education Group
TAL
$6.93B
| $107K | ﹤0.01% |
1,500
-200
| -12% | -$14.4K |
|
|
WPRT
880
Westport Fuel Systems
WPRT
$33.4M
| $107K | ﹤0.01% |
+2,000
| New | +$62.9K |
|
881
CALL
Babcock & Wilcox
BW
$1.39B
| $106K | ﹤0.01% |
+30,000
| New | +$94.1K |
|
882
PUT
The GEO Group
GEO
$4.13B
| $106K | ﹤0.01% |
12,000
-100,000
| -89% | -$959K |
|
883
GoPro
GPRO
$130M
| $105K | ﹤0.01% |
12,700
-43,977
| -78% | -$317K |
|
|
SIEN
884
DELISTED
Sientra, Inc.
SIEN
| $104K | ﹤0.01% |
+2,640
| New | +$118K |
|
885
CNX Resources
CNX
$5.3B
| $103K | ﹤0.01% |
9,500
| – | – |
|
|
CBIO
886
Crescent Biopharma
CBIO
$537M
| $103K | ﹤0.01% |
275
-1,215
| -82% | -$426K |
|
|
MESO
887
PUT
Mesoblast
MESO
$1.84B
| $103K | ﹤0.01% |
6,000
-141,300
| -96% | -$3.48M |
|
|
CLVS
888
DELISTED
Clovis Oncology, Inc.
CLVS
| $103K | ﹤0.01% |
21,600
+6,300
| +41% | +$31.9K |
|
889
Arcos Dorados Holdings
ARCO
$1.72B
| $102K | ﹤0.01% |
+20,332
| New | +$92.9K |
|
|
GAN
890
CALL
DELISTED
GAN Ltd
GAN
| $101K | ﹤0.01% |
5,000
-45,000
| -90% | -$754K |
|
891
CALL
Rekor Systems
REKR
$85.8M
| $100K | ﹤0.01% |
+12,500
| New | +$68.3K |
|
|
EGIO
892
PUT
DELISTED
Edgio, Inc. Common Stock
EGIO
| $99K | ﹤0.01% |
+625
| New | +$114K |
|
893
Wrap Technologies
WRAP
$103M
| $98K | ﹤0.01% |
+20,241
| New | +$118K |
|
|
MRNS
894
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
| $98K | ﹤0.01% |
7,989
-106,936
| -93% | -$1.49M |
|
895
Comstock Resources
CRK
$3.89B
| $96K | ﹤0.01% |
21,791
-3,209
| -13% | -$15.9K |
|
896
CALL
National CineMedia
NCMI
$376M
| $91K | ﹤0.01% |
+2,460
| New | +$74.8K |
|
897
Barclays
BCS
$92.7B
| $88K | ﹤0.01% |
+10,950
| New | +$73.3K |
|
|
898
PUT
Comstock Resources
CRK
$3.89B
| $87K | ﹤0.01% |
19,900
-200,000
| -91% | -$990K |
|
899
CALL
Rhythm Pharmaceuticals
RYTM
$6.81B
| $81K | ﹤0.01% |
2,700
| – | – |
|
|
900
PUT
Rhythm Pharmaceuticals
RYTM
$6.81B
| $81K | ﹤0.01% |
2,700
| – | – |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.