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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
876
CALL
Emerson Electric
EMR
$82.2B
– –
-33,700
Closed -$2.25M
ENPH icon
877
Enphase Energy
ENPH
$4.76B
– –
-31,100
Closed -$708K
ENTA icon
878
CALL
Enanta Pharmaceuticals
ENTA
$365M
– –
-22,500
Closed -$1.35M
ENTA icon
879
Enanta Pharmaceuticals
ENTA
$365M
– –
-10,000
Closed -$600K
ENTA icon
880
PUT
Enanta Pharmaceuticals
ENTA
$365M
– –
-22,500
Closed -$1.35M
ESPR
881
DELISTED
Esperion Therapeutics
ESPR
– –
-4,400
Closed -$198K
EVH icon
882
Evolent Health
EVH
$415M
– –
-67,200
Closed -$484K
EVRI
883
DELISTED
Everi Holdings
EVRI
– –
-20,000
Closed -$169K
EVRI
884
PUT
DELISTED
Everi Holdings
EVRI
– –
-100,000
Closed -$846K
EXPE icon
885
CALL
Expedia Group
EXPE
$34.2B
– –
-23,200
Closed -$3.12M
EYE icon
886
National Vision
EYE
$1.33B
– –
-10,000
Closed -$275K
FBIN icon
887
CALL
Fortune Brands Innovations
FBIN
$4.75B
– –
-25,740
Closed -$1.2M
FBRX
888
CALL
DELISTED
Forte Biosciences
FBRX
– –
-133
Closed -$33K
FBRX
889
DELISTED
Forte Biosciences
FBRX
– –
-256
Closed -$64K
FBRX
890
PUT
DELISTED
Forte Biosciences
FBRX
– –
-267
Closed -$66K
FC icon
891
PUT
Franklin Covey
FC
$198M
– –
-12,000
Closed -$420K
FCEL icon
892
FuelCell Energy
FCEL
$1.42B
– –
-97
Closed -$1.69K
FIS icon
893
PUT
Fidelity National Information Services
FIS
$18.8B
– –
-48,400
Closed -$6.42M
FLR icon
894
CALL
Fluor
FLR
$7.35B
– –
-744,500
Closed -$14.2M
FLR icon
895
PUT
Fluor
FLR
$7.35B
– –
-511,200
Closed -$9.78M
FND icon
896
CALL
Floor & Decor
FND
$5.05B
– –
-42,000
Closed -$2.15M
FOLD
897
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-20,000
Closed -$160K
FOLD
898
DELISTED
Amicus Therapeutics
FOLD
– –
-15,000
Closed -$119K
FOLD
899
PUT
DELISTED
Amicus Therapeutics
FOLD
– –
-20,000
Closed -$160K
FOSL icon
900
CALL
Fossil Group
FOSL
$333M
– –
-37,500
Closed -$470K
34 35
36
37 38

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BPA
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RAM
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.