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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRTX
851
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$694K 0.01%
3,532
– –
CYRX icon
852
CALL
CryoPort
CYRX
$769M
$694K 0.01%
40,000
– –
FTDR icon
853
CALL
Frontdoor
FTDR
$5.28B
$693K 0.01%
+33,300
New +$731K
CARS icon
854
CALL
Cars.com
CARS
$674M
$689K 0.01%
50,000
– –
CARS icon
855
PUT
Cars.com
CARS
$674M
$689K 0.01%
50,000
-10,000
-17% -$136K
ALNY icon
856
Alnylam Pharmaceuticals
ALNY
$29B
$687K 0.01%
2,892
+1,892
+189% +$404K
IMCR icon
857
Immunocore
IMCR
$1.67B
$685K 0.01%
+12,000
New +$675K
LCID icon
858
CALL
Lucid Motors
LCID
$2.94B
$683K 0.01%
+10,000
New +$1.1M
INBX
859
DELISTED
Inhibrx, Inc. Common Stock
INBX
$670K 0.01%
+27,205
New +$800K
SPR
860
DELISTED
Spirit AeroSystems
SPR
$659K 0.01%
+22,267
New +$578K
ACTG icon
861
Acacia Research
ACTG
$431M
$658K 0.01%
+156,255
New +$611K
OLN icon
862
Olin
OLN
$2.1B
$656K 0.01%
+12,400
New +$658K
WE
863
DELISTED
WeWork Inc.
WE
$654K 0.01%
+11,427
New +$1.07M
ITCI
864
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$646K 0.01%
12,205
+5,500
+82% +$276K
BCRX icon
865
BioCryst Pharmaceuticals
BCRX
$2.23B
$641K 0.01%
55,800
-94,700
-63% -$1.18M
VRAY
866
CALL
DELISTED
ViewRay, Inc.
VRAY
$627K 0.01%
140,000
-44,100
-24% -$192K
MTBL
867
PUT
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$624K 0.01%
+390,100
New +$1.18M
GDXJ icon
868
VanEck Junior Gold Miners ETF
GDXJ
$6.97B
$624K 0.01%
17,500
-17,500
-50% -$576K
EDIT icon
869
PUT
Editas Medicine
EDIT
$396M
$621K 0.01%
70,000
– –
EXEL icon
870
Exelixis
EXEL
$13.6B
$620K 0.01%
38,650
+18,650
+93% +$304K
LAZR
871
CALL
DELISTED
Luminar Technologies
LAZR
$619K 0.01%
8,333
-63,334
-88% -$6.9M
NVT icon
872
nVent Electric
NVT
$25.6B
$616K 0.01%
16,000
+5,000
+45% +$185K
RGNX icon
873
CALL
Regenxbio
RGNX
$623M
$612K 0.01%
27,000
-3,000
-10% -$67.8K
RGNX icon
874
PUT
Regenxbio
RGNX
$623M
$612K 0.01%
27,000
-3,000
-10% -$67.8K
TEAD
875
Teads Holding Co
TEAD
$75.6M
$611K 0.01%
168,672
-90,831
-35% -$356K
33 34
35
36 37

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.