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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CERE
851
CALL
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
| $1.62M | 0.02% |
+55,000
| New | +$1.54M |
|
|
ITCI
852
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $1.62M | 0.02% |
43,379
+33,319
| +331% | +$1.16M |
|
853
CALL
Immunovant
IMVT
$7.93B
| $1.61M | 0.02% |
185,200
| – | – |
|
|
VG
854
DELISTED
Vonage Holdings Corporation
VG
| $1.61M | 0.02% |
99,818
-80,685
| -45% | -$1.17M |
|
|
BBBY
855
DELISTED
Bed Bath & Beyond Inc
BBBY
| $1.61M | 0.02% |
93,100
+37,100
| +66% | +$1M |
|
856
Zions Bancorporation
ZION
$10.2B
| $1.6M | 0.02% |
25,904
-19,120
| -42% | -$1.05M |
|
|
NSLR
857
Neostellar Capital Corp
NSLR
$269M
| $1.59M | 0.02% |
123,482
+8,612
| +7% | +$113K |
|
858
PUT
XPO
XPO
$23.5B
| $1.59M | 0.02% |
33,660
-103,681
| -75% | -$5.2M |
|
859
PUT
Kamada
KMDA
$412M
| $1.59M | 0.02% |
300,000
| – | – |
|
|
NSA
860
PUT
DELISTED
National Storage Affiliates Trust
NSA
| $1.58M | 0.02% |
+30,000
| New | +$1.65M |
|
861
Sportsman's Warehouse
SPWH
$44.5M
| $1.58M | 0.02% |
+90,000
| New | +$1.59M |
|
862
PUT
Coursera
COUR
$1.52B
| $1.58M | 0.02% |
+50,000
| New | +$1.88M |
|
|
OTLY
863
Oatly Group
OTLY
$465M
| $1.57M | 0.02% |
+5,183
| New | +$1.88M |
|
864
Golar LNG
GLNG
$5B
| $1.56M | 0.02% |
+120,500
| New | +$1.39M |
|
865
CALL
Arrowhead Research
ARWR
$11.9B
| $1.56M | 0.02% |
25,000
-62,600
| -71% | -$4.05M |
|
|
866
PUT
Arrowhead Research
ARWR
$11.9B
| $1.56M | 0.02% |
25,000
-46,900
| -65% | -$3.04M |
|
867
Aldeyra Therapeutics
ALDX
$92.9M
| $1.56M | 0.02% |
+177,279
| New | +$1.63M |
|
|
HYZN
868
PUT
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
| $1.55M | 0.02% |
+4,480
| New | +$1.94M |
|
869
CALL
Evolent Health
EVH
$348M
| $1.55M | 0.02% |
+50,000
| New | +$1.2M |
|
|
870
PUT
Evolent Health
EVH
$348M
| $1.55M | 0.02% |
+50,000
| New | +$1.2M |
|
871
CALL
GrafTech
EAF
$175M
| $1.55M | 0.02% |
15,000
-9,800
| -40% | -$1.07M |
|
872
CALL
CarParts.com
PRTS
$43.7M
| $1.54M | 0.02% |
9,850
-11,710
| -54% | -$2.03M |
|
873
PUT
Rafael Holdings
RFL
$101M
| $1.54M | 0.02% |
+50,700
| New | +$2.33M |
|
874
CALL
Opko Health
OPK
$985M
| $1.53M | 0.02% |
419,300
| – | – |
|
875
CALL
Workhorse Group
WKHS
$33.2M
| $1.53M | 0.02% |
67
| – | – |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.