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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERE
851
CALL
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$1.62M 0.02%
+55,000
New +$1.54M
ITCI
852
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.62M 0.02%
43,379
+33,319
+331% +$1.16M
IMVT icon
853
CALL
Immunovant
IMVT
$7.51B
$1.61M 0.02%
185,200
– –
VG
854
DELISTED
Vonage Holdings Corporation
VG
$1.61M 0.02%
99,818
-80,685
-45% -$1.17M
BBBY
855
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.61M 0.02%
93,100
+37,100
+66% +$1M
ZION icon
856
Zions Bancorporation
ZION
$9.56B
$1.6M 0.02%
25,904
-19,120
-42% -$1.05M
NSLR
857
Neostellar Capital Corp
NSLR
$211M
$1.59M 0.02%
123,482
+8,612
+7% +$113K
XPO icon
858
PUT
XPO
XPO
$20.4B
$1.59M 0.02%
33,660
-103,681
-75% -$5.2M
KMDA icon
859
PUT
Kamada
KMDA
$473M
$1.59M 0.02%
300,000
– –
NSA
860
PUT
DELISTED
National Storage Affiliates Trust
NSA
$1.58M 0.02%
+30,000
New +$1.65M
SPWH icon
861
Sportsman's Warehouse
SPWH
$43.1M
$1.58M 0.02%
+90,000
New +$1.59M
COUR icon
862
PUT
Coursera
COUR
$1.39B
$1.58M 0.02%
+50,000
New +$1.88M
OTLY
863
Oatly Group
OTLY
$391M
$1.57M 0.02%
+5,183
New +$1.88M
GLNG icon
864
Golar LNG
GLNG
$5.14B
$1.56M 0.02%
+120,500
New +$1.39M
ARWR icon
865
CALL
Arrowhead Research
ARWR
$9.29B
$1.56M 0.02%
25,000
-62,600
-71% -$4.05M
ARWR icon
866
PUT
Arrowhead Research
ARWR
$9.29B
$1.56M 0.02%
25,000
-46,900
-65% -$3.04M
ALDX icon
867
Aldeyra Therapeutics
ALDX
$82.6M
$1.56M 0.02%
+177,279
New +$1.63M
HYZN
868
PUT
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$1.55M 0.02%
+4,480
New +$1.94M
EVH icon
869
CALL
Evolent Health
EVH
$423M
$1.55M 0.02%
+50,000
New +$1.2M
EVH icon
870
PUT
Evolent Health
EVH
$423M
$1.55M 0.02%
+50,000
New +$1.2M
EAF icon
871
CALL
GrafTech
EAF
$212M
$1.55M 0.02%
15,000
-9,800
-40% -$1.07M
PRTS icon
872
CALL
CarParts.com
PRTS
$66.3M
$1.54M 0.02%
9,850
-11,710
-54% -$2.03M
RFL icon
873
PUT
Rafael Holdings
RFL
$107M
$1.54M 0.02%
+50,700
New +$2.33M
OPK icon
874
CALL
Opko Health
OPK
$1.2B
$1.53M 0.02%
419,300
– –
WKHS icon
875
CALL
Workhorse Group
WKHS
$33.1M
$1.53M 0.02%
67
– –
33 34
35
36 37

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LCIP
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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.