We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-27.56%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$1.77B
AUM Growth
-$1.21B
Cap. Flow
-$10.5M
Cap. Flow %
-0.6%
Top 10 Hldgs %
12.3%
Holding
1,254
New
453
Increased
136
Reduced
157
Closed
433

Top Buys

Rank Stock Value
1
W icon
Wayfair
W
+$10.9M
2
GE icon
GE Aerospace
GE
+$8.43M
3
BC icon
Brunswick
BC
+$8.36M
4
MLCO icon
Melco Resorts & Entertainment
MLCO
+$6.96M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$5.92M

Top Sells

Rank Stock Value
1
MDCO
Medicines Co
MDCO
+$28.3M
2
TW icon
Tradeweb Markets
TW
+$11.9M
3
QURE icon
uniQure
QURE
+$10.5M
4
ON icon
ON Semiconductor
ON
+$7.63M
5
INST
Instructure, Inc.
INST
+$7.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.14%
2 Healthcare 5.46%
3 Consumer Discretionary 4.39%
4 Technology 1.81%
5 Industrials 1.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASND icon
851
CALL
Ascendis Pharma A/S
ASND
$15.7B
– –
-62,100
Closed -$8.64M
OPTU
852
CALL
Optimum Communications Inc
OPTU
$397M
– –
-25,000
Closed -$683K
OPTU
853
Optimum Communications Inc
OPTU
$397M
– –
-10,000
Closed -$273K
OPTU
854
PUT
Optimum Communications Inc
OPTU
$397M
– –
-25,000
Closed -$683K
AVTR icon
855
Avantor
AVTR
$10.7B
– –
-42,000
Closed -$763K
AVTR icon
856
PUT
Avantor
AVTR
$10.7B
– –
-85,000
Closed -$1.54M
AWK icon
857
CALL
American Water Works
AWK
$27.5B
– –
-72,700
Closed -$8.93M
AXDX
858
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,880
Closed -$487K
BCRX icon
859
CALL
BioCryst Pharmaceuticals
BCRX
$2.22B
– –
-368,700
Closed -$1.27M
BCS icon
860
Barclays
BCS
$85.9B
– –
-185,200
Closed -$1.76M
BCS icon
861
PUT
Barclays
BCS
$85.9B
– –
-150,800
Closed -$1.44M
BIIB icon
862
Biogen
BIIB
$32.4B
– –
-5,540
Closed -$1.64M
BILI icon
863
PUT
Bilibili
BILI
$5.93B
– –
-125,000
Closed -$2.33M
BLD
864
CALL
DELISTED
TopBuild
BLD
– –
-25,000
Closed -$2.58M
BLD
865
PUT
DELISTED
TopBuild
BLD
– –
-25,000
Closed -$2.58M
BMY icon
866
PUT
Bristol-Myers Squibb
BMY
$128B
– –
-113,500
Closed -$7.29M
BOOT icon
867
CALL
Boot Barn
BOOT
$3.72B
– –
-65,800
Closed -$2.93M
BOOT icon
868
PUT
Boot Barn
BOOT
$3.72B
– –
-43,000
Closed -$1.92M
BSX icon
869
PUT
Boston Scientific
BSX
$63.1B
– –
-156,300
Closed -$7.07M
BTU icon
870
CALL
Peabody Energy
BTU
$3.32B
– –
-200,000
Closed -$1.82M
BWA icon
871
CALL
BorgWarner
BWA
$13B
– –
-51,120
Closed -$1.95M
BWA icon
872
PUT
BorgWarner
BWA
$13B
– –
-51,120
Closed -$1.95M
CAH icon
873
PUT
Cardinal Health
CAH
$52.6B
– –
-50,000
Closed -$2.53M
CARS icon
874
CALL
Cars.com
CARS
$608M
– –
-106,400
Closed -$1.3M
CARS icon
875
Cars.com
CARS
$608M
– –
-40,000
Closed -$489K
33 34
35
36 37

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q1 2020 Portfolio in Review

As of Q1 2020, Caption Management held 1,254 positions worth $1.77B, down 41% from $2.98B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Caption Management's Q1 2020 filing shows 453 new, 136 increased, 157 reduced and 433 closed positions. Its largest new stake was Wayfair: 142,544 shares worth $7.62M. The largest sale was Medicines Co, an estimated $28.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 84% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q1 2020 buy was Wayfair: 142,544 shares worth $7.62M.
  • Caption Management added most to GE Aerospace in Q1 2020, an estimated $8.43M increase.
  • Caption Management's biggest Q1 2020 reduction was uniQure, cutting an estimated $10.5M.
  • Caption Management fully exited Medicines Co in Q1 2020, selling an estimated $28.3M.
  • Caption Management's ten largest holdings make up 12% of its $1.77B portfolio in Q1 2020.
  • Caption Management opened 453 new positions and closed 433 in Q1 2020.
  • Caption Management's portfolio value fell 41% quarter-over-quarter to $1.77B.

Based on Caption Management's 13F filing for Q1 2020, filed 15 May 2020.