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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTLP
851
PUT
DELISTED
Cantaloupe
CTLP
– –
-800
Closed -$6K
CVGW
852
DELISTED
Calavo Growers
CVGW
– –
-12,150
Closed -$1.16M
CVGW
853
PUT
DELISTED
Calavo Growers
CVGW
– –
-27,000
Closed -$2.57M
CVM icon
854
PUT
CEL-SCI Corp
CVM
$26.2M
– –
-1,000
Closed -$268K
CVNA icon
855
CALL
Carvana
CVNA
$47.4B
– –
-375,000
Closed -$4.95M
CVNA icon
856
Carvana
CVNA
$47.4B
– –
-112,500
Closed -$1.48M
CVS icon
857
CALL
CVS Health
CVS
$115B
– –
-150,000
Closed -$9.46M
CYRX icon
858
CALL
CryoPort
CYRX
$850M
– –
-143,400
Closed -$2.34M
CYRX icon
859
CryoPort
CYRX
$850M
– –
-35,000
Closed -$572K
CYRX icon
860
PUT
CryoPort
CYRX
$850M
– –
-108,200
Closed -$1.77M
CYTK icon
861
Cytokinetics
CYTK
$9.72B
– –
-14,400
Closed -$164K
DBX icon
862
Dropbox
DBX
$8.18B
– –
-64,200
Closed -$1.21M
DBX icon
863
PUT
Dropbox
DBX
$8.18B
– –
-140,600
Closed -$2.83M
DELL icon
864
CALL
Dell
DELL
$374B
– –
-242,876
Closed -$6.38M
DELL icon
865
PUT
Dell
DELL
$374B
– –
-242,876
Closed -$6.38M
DESP
866
DELISTED
Despegar.com
DESP
– –
-80,000
Closed -$905K
DESP
867
PUT
DELISTED
Despegar.com
DESP
– –
-125,100
Closed -$1.42M
DFS
868
DELISTED
Discover Financial Services
DFS
– –
-1,700
Closed -$138K
DK icon
869
CALL
Delek US
DK
$4.99B
– –
-180,600
Closed -$6.55M
DK icon
870
Delek US
DK
$4.99B
– –
-85,000
Closed -$3.08M
DK icon
871
PUT
Delek US
DK
$4.99B
– –
-174,300
Closed -$6.33M
DPZ icon
872
Domino's
DPZ
$9.85B
– –
-10,000
Closed -$2.45M
DRI icon
873
CALL
Darden Restaurants
DRI
$23.5B
– –
-13,500
Closed -$1.6M
EIX icon
874
PUT
Edison International
EIX
$21.4B
– –
-152,500
Closed -$11.5M
ELAN icon
875
PUT
Elanco Animal Health
ELAN
$11.4B
– –
-422,500
Closed -$11.2M
33 34
35
36 37

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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.