We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARWR icon
826
PUT
Arrowhead Research
ARWR
$11.9B
$806K 0.01%
30,000
– –
WRK
827
DELISTED
WestRock Company
WRK
$806K 0.01%
+22,500
New +$738K
UPWK icon
828
Upwork
UPWK
$1.13B
$804K 0.01%
70,772
+51,000
+258% +$633K
RARE icon
829
CALL
Ultragenyx Pharmaceutical
RARE
$2.45B
$802K 0.01%
22,500
-67,500
-75% -$2.67M
RARE icon
830
PUT
Ultragenyx Pharmaceutical
RARE
$2.45B
$802K 0.01%
22,500
-67,500
-75% -$2.67M
NEXN
831
Nexxen International
NEXN
$573M
$800K 0.01%
+226,731
New +$1.25M
PCRX icon
832
Pacira BioSciences
PCRX
$1.04B
$798K 0.01%
26,000
+6,800
+35% +$245K
GIB icon
833
CGI
GIB
$15.1B
$788K 0.01%
8,000
– –
BBIO icon
834
PUT
BridgeBio Pharma
BBIO
$15.7B
$786K 0.01%
29,800
-705,900
-96% -$20M
REPL icon
835
Replimune Group
REPL
$941M
$783K 0.01%
45,764
+12,796
+39% +$251K
AMBP icon
836
CALL
Ardagh Metal Packaging
AMBP
$2.83B
$783K 0.01%
250,000
– –
HLX icon
837
Helix Energy Solutions
HLX
$1.4B
$782K 0.01%
+70,000
New +$674K
WULF icon
838
CALL
TeraWulf
WULF
$8.75B
$779K 0.01%
618,500
+355,500
+135% +$843K
ASRT
839
CALL
DELISTED
Assertio
ASRT
$771K 0.01%
20,080
– –
EVLV icon
840
Evolv Technologies
EVLV
$995M
$769K 0.01%
158,232
+3,932
+3% +$24.2K
ARCT icon
841
PUT
Arcturus Therapeutics
ARCT
$164M
$767K 0.01%
+30,000
New +$924K
FTDR icon
842
Frontdoor
FTDR
$5.1B
$765K 0.01%
+25,000
New +$828K
SNOW icon
843
Snowflake
SNOW
$102B
$764K 0.01%
5,000
-2,100
-30% -$342K
WRBY icon
844
Warby Parker
WRBY
$3.28B
$762K 0.01%
57,900
+24,200
+72% +$314K
VREX icon
845
PUT
Varex Imaging
VREX
$472M
$752K 0.01%
+40,000
New +$837K
INCY icon
846
Incyte
INCY
$24.2B
$751K 0.01%
+13,000
New +$819K
PLUG icon
847
CALL
Plug Power
PLUG
$2.87B
$750K 0.01%
98,700
– –
PCT icon
848
PureCycle Technologies
PCT
$1.28B
$748K 0.01%
133,333
+73,333
+122% +$688K
CHEF icon
849
Chefs' Warehouse
CHEF
$4.71B
$747K 0.01%
35,250
+25,600
+265% +$783K
JWN
850
DELISTED
Nordstrom
JWN
$738K 0.01%
+49,400
New +$906K
32 33
34
35 36

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.