CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$593M
AUM Growth
+$24.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,008
New
Increased
Reduced
Closed

Top Buys

1
+$17.9M
2
+$16.2M
3
+$13.9M
4
RXDX
Prometheus Biosciences, Inc. Common Stock
RXDX
+$8.93M
5
ONC
BeOne Medicines Ltd
ONC
+$8.91M

Top Sells

1
+$44.9M
2
+$26M
3
+$12.1M
4
EQT icon
EQT Corp
EQT
+$10.1M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

1 Healthcare 27.52%
2 Energy 13.62%
3 Technology 12.41%
4 Consumer Discretionary 9.73%
5 Materials 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
826
– –
-11,000
827
– –
0
828
– –
0
829
– –
0
830
– –
0
831
– –
0
832
– –
0
833
– –
0
834
– –
0
835
– –
-90,000
836
– –
0
837
– –
-5,800
838
– –
-23,900
839
– –
0
840
– –
0
841
– –
-27,560
842
– –
0
843
– –
-1,000
844
– –
-4,500
845
– –
0
846
– –
0
847
– –
-3,936
848
– –
0
849
– –
0
850
– –
-14,400
32 33
34
35 36