We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGS icon
826
PUT
B&G Foods
BGS
$287M
$781K 0.01%
+70,000
New +$973K
CGNT icon
827
PUT
Cognyte Software
CGNT
$667M
$778K 0.01%
+250,000
New +$734K
MAXR
828
CALL
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$776K 0.01%
+15,000
New +$412K
TSP
829
CALL
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$774K 0.01%
471,900
-3,200
-0.7% -$11.4K
ATCO
830
CALL
DELISTED
Atlas Corp.
ATCO
$767K 0.01%
50,000
– –
EMBJ
831
PUT
Embraer S.A. ADS
EMBJ
$12.6B
$765K 0.01%
+70,000
New +$710K
TH icon
832
CALL
Target Hospitality
TH
$1.55B
$757K 0.01%
+50,000
New +$673K
PARR icon
833
CALL
Par Pacific Holdings
PARR
$4.22B
$756K 0.01%
32,500
-238,600
-88% -$5.2M
VNT icon
834
Vontier
VNT
$4.6B
$751K 0.01%
+38,855
New +$728K
SHOO icon
835
Steven Madden
SHOO
$3.5B
$748K 0.01%
+23,390
New +$732K
NECB icon
836
CALL
Northeast Community Bancorp
NECB
$372M
$746K 0.01%
+50,000
New +$689K
WU icon
837
PUT
Western Union
WU
$2.05B
$735K 0.01%
53,400
-485,100
-90% -$6.7M
MRO
838
DELISTED
Marathon Oil Corporation
MRO
$733K 0.01%
27,083
-18,109
-40% -$525K
BGS icon
839
B&G Foods
BGS
$287M
$732K 0.01%
+65,619
New +$913K
CALY
840
Callaway Golf Company
CALY
$3.38B
$731K 0.01%
+37,021
New +$729K
NG icon
841
PUT
NovaGold Resources
NG
$2.57B
$728K 0.01%
+121,800
New +$649K
SGML icon
842
CALL
Sigma Lithium
SGML
$1.17B
$728K 0.01%
+25,800
New +$829K
PRO
843
CALL
DELISTED
PROS Holdings
PRO
$728K 0.01%
+30,000
New +$736K
VZIO
844
CALL
DELISTED
VIZIO Holding Corp.
VZIO
$726K 0.01%
98,000
+8,000
+9% +$77.5K
KMI icon
845
CALL
Kinder Morgan
KMI
$70.1B
$725K 0.01%
40,100
-273,600
-87% -$4.92M
TEAD
846
PUT
Teads Holding Co
TEAD
$75.6M
$724K 0.01%
200,000
-235,000
-54% -$920K
PAAS icon
847
Pan American Silver
PAAS
$18.2B
$718K 0.01%
43,952
+37,470
+578% +$599K
TWST icon
848
PUT
Twist Bioscience
TWST
$6.02B
$714K 0.01%
+30,000
New +$870K
SPGI icon
849
S&P Global
SPGI
$122B
$703K 0.01%
2,100
+1,100
+110% +$363K
DICE
850
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
$696K 0.01%
+22,299
New +$727K
32 33
34
35 36

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.