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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJRI icon
826
BJ's Restaurants
BJRI
$1.27B
– –
-32,500
Closed -$1.26M
BLUE
827
PUT
DELISTED
bluebird bio
BLUE
– –
-2,779
Closed -$3.31M
BMRN icon
828
BioMarin Pharmaceuticals
BMRN
$12.6B
– –
-4,000
Closed -$302K
BPMC
829
CALL
DELISTED
Blueprint Medicines
BPMC
– –
-127,100
Closed -$9.34M
BPMC
830
DELISTED
Blueprint Medicines
BPMC
– –
-50,000
Closed -$3.67M
BPMC
831
PUT
DELISTED
Blueprint Medicines
BPMC
– –
-90,000
Closed -$6.61M
BVN icon
832
Compañía de Minas Buenaventura
BVN
$8.82B
– –
-85,000
Closed -$1.29M
BVN icon
833
PUT
Compañía de Minas Buenaventura
BVN
$8.82B
– –
-150,000
Closed -$2.28M
BWA icon
834
BorgWarner
BWA
$13B
– –
-17,040
Closed -$624K
BX icon
835
CALL
Blackstone
BX
$94.1B
– –
-7,500
Closed -$366K
BYND icon
836
PUT
Beyond Meat
BYND
$201M
– –
-4,333
Closed -$19.3M
CAH icon
837
Cardinal Health
CAH
$52.6B
– –
-12,500
Closed -$646K
CALM icon
838
CALL
Cal-Maine
CALM
$3.46B
– –
-47,000
Closed -$1.88M
CDNA icon
839
CareDx
CDNA
$2.81B
– –
-55,000
Closed -$1.24M
CERS icon
840
Cerus
CERS
$536M
– –
-28,700
Closed -$148K
CERS icon
841
PUT
Cerus
CERS
$536M
– –
-150,000
Closed -$773K
CG icon
842
Carlyle Group
CG
$14.3B
– –
-17,500
Closed -$447K
CGNX icon
843
Cognex
CGNX
$10.2B
– –
-8,000
Closed -$393K
CGNX icon
844
PUT
Cognex
CGNX
$10.2B
– –
-22,500
Closed -$1.11M
CNC icon
845
CALL
Centene
CNC
$33.1B
– –
-150,800
Closed -$6.52M
CPRX
846
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-12,000
Closed -$64K
CPRX
847
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-25,000
Closed -$133K
CRAI icon
848
CRA International
CRAI
$1.04B
– –
-7,100
Closed -$298K
CRAI icon
849
PUT
CRA International
CRAI
$1.04B
– –
-12,500
Closed -$525K
CRI icon
850
Carter's
CRI
$1.09B
– –
-10,000
Closed -$912K
32 33
34
35 36

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.