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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
801
CALL
Valley National Bancorp
VLY
$7.9B
$856K 0.01%
+100,000
New +$907K
VLY icon
802
PUT
Valley National Bancorp
VLY
$7.9B
$856K 0.01%
+100,000
New +$907K
U icon
803
Unity
U
$13.8B
$848K 0.01%
+27,000
New +$1.04M
ALKS icon
804
CALL
Alkermes
ALKS
$8.22B
$840K 0.01%
+30,000
New +$879K
ALKS icon
805
PUT
Alkermes
ALKS
$8.22B
$840K 0.01%
+30,000
New +$879K
ZIM icon
806
CALL
ZIM Integrated Shipping Services
ZIM
$3.04B
$836K 0.01%
+80,000
New +$1.02M
ZIM icon
807
PUT
ZIM Integrated Shipping Services
ZIM
$3.04B
$836K 0.01%
+80,000
New +$1.02M
AVDL
808
DELISTED
Avadel Pharmaceuticals
AVDL
$835K 0.01%
81,100
+13,907
+21% +$186K
DSP icon
809
Viant Technology
DSP
$236M
$826K 0.01%
147,443
-29,844
-17% -$163K
RUN icon
810
Sunrun
RUN
$2.34B
$823K 0.01%
+65,542
New +$1.08M
RIG icon
811
CALL
Transocean
RIG
$5.89B
$821K 0.01%
100,000
– –
RIG icon
812
PUT
Transocean
RIG
$5.89B
$821K 0.01%
100,000
– –
BMBL icon
813
CALL
Bumble
BMBL
$372M
$821K 0.01%
55,000
– –
VTYX
814
CALL
DELISTED
Ventyx Biosciences
VTYX
$820K 0.01%
+23,600
New +$816K
VTYX
815
PUT
DELISTED
Ventyx Biosciences
VTYX
$820K 0.01%
23,600
-222,100
-90% -$7.68M
CORT icon
816
CALL
Corcept Therapeutics
CORT
$12.4B
$817K 0.01%
+30,000
New +$868K
CORT icon
817
PUT
Corcept Therapeutics
CORT
$12.4B
$817K 0.01%
+30,000
New +$868K
BP icon
818
BP
BP
$116B
$817K 0.01%
21,100
– –
LUMN icon
819
PUT
Lumen
LUMN
$6.57B
$817K 0.01%
575,000
-75,000
-12% -$127K
STNG icon
820
CALL
Scorpio Tankers
STNG
$3.9B
$812K 0.01%
+15,000
New +$733K
CSCO icon
821
Cisco
CSCO
$457B
$812K 0.01%
15,100
-10,000
-40% -$540K
ILMN icon
822
Illumina
ILMN
$31B
$810K 0.01%
6,065
+411
+7% +$67.6K
PAGS icon
823
CALL
PagSeguro Digital
PAGS
$2.69B
$809K 0.01%
94,000
– –
CAG icon
824
PUT
Conagra Brands
CAG
$6.94B
$809K 0.01%
+29,500
New +$909K
ARWR icon
825
CALL
Arrowhead Research
ARWR
$11.9B
$806K 0.01%
30,000
– –
31 32
33
34 35

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.