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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
801
PennyMac Mortgage Investment
PMT
$822M
$300K 0.01%
17,000
– –
ICPT
802
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$296K 0.01%
11,971
-6,029
-33% -$200K
BEN icon
803
PUT
Franklin Resources
BEN
$17.6B
$292K 0.01%
+11,700
New +$261K
BKR icon
804
Baker Hughes
BKR
$60B
$292K 0.01%
+14,000
New +$246K
GOSS icon
805
PUT
Gossamer Bio
GOSS
$82.9M
$290K 0.01%
30,000
+10,000
+50% +$98.5K
ICLN icon
806
iShares Global Clean Energy ETF
ICLN
$2.31B
$282K 0.01%
+10,000
New +$225K
VKTX icon
807
CALL
Viking Therapeutics
VKTX
$3.7B
$281K 0.01%
50,000
– –
BTG icon
808
CALL
B2Gold
BTG
$5B
$278K 0.01%
49,600
– –
ANGI icon
809
CALL
Angi Inc
ANGI
$229M
$277K 0.01%
+2,100
New +$244K
BHF icon
810
Brighthouse Financial
BHF
$3.56B
$272K 0.01%
+7,500
New +$252K
AMRN
811
Amarin Corp
AMRN
$299M
$268K 0.01%
2,735
-1,495
-35% -$144K
PLLL
812
DELISTED
Piedmont Lithium Limited American Depositary Receipts
PLLL
$266K 0.01%
+10,000
New +$266K
DDS icon
813
Dillards
DDS
$9.19B
$265K 0.01%
4,200
– –
TEN
814
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$265K 0.01%
25,000
– –
BCS icon
815
CALL
Barclays
BCS
$92.7B
$263K 0.01%
+33,000
New +$221K
LAB icon
816
Standard BioTools
LAB
$340M
$258K 0.01%
+43,000
New +$283K
EQT icon
817
PUT
EQT Corp
EQT
$33.3B
$254K 0.01%
20,000
– –
AA icon
818
Alcoa
AA
$11.9B
$251K 0.01%
+10,902
New +$190K
HL icon
819
Hecla Mining
HL
$9.47B
$248K 0.01%
38,200
+33,000
+635% +$176K
PBI icon
820
PUT
Pitney Bowes
PBI
$2.4B
$247K 0.01%
+40,000
New +$240K
EBAY icon
821
eBay
EBAY
$50.6B
$240K 0.01%
4,800
– –
EXEL icon
822
Exelixis
EXEL
$13.3B
$240K 0.01%
+12,000
New +$251K
CLF icon
823
Cleveland-Cliffs
CLF
$6.57B
$227K 0.01%
15,600
-544,400
-97% -$5.51M
GLUU
824
CALL
DELISTED
Glu Mobile Inc.
GLUU
$225K 0.01%
25,000
-600,000
-96% -$5.17M
SWN
825
DELISTED
Southwestern Energy Company
SWN
$224K 0.01%
75,000
– –
31 32
33
34 35

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.