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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
801
Alcoa
AA
$11.9B
– –
-49,568
Closed -$995K
ACM icon
802
CALL
Aecom
ACM
$9.3B
– –
-34,300
Closed -$1.29M
ACM icon
803
Aecom
ACM
$9.3B
– –
-22,900
Closed -$860K
ADVM
804
PUT
DELISTED
Adverum Biotechnologies
ADVM
– –
-26,910
Closed -$1.47M
AGEN
805
CALL
Agenus
AGEN
$312M
– –
-1,146
Closed -$59K
AGEN
806
PUT
Agenus
AGEN
$312M
– –
-1,146
Closed -$59K
AGNC icon
807
CALL
AGNC Investment
AGNC
$12.4B
– –
-74,600
Closed -$1.2M
AIG icon
808
CALL
American International
AIG
$41.7B
– –
-50,000
Closed -$2.79M
AMC icon
809
CALL
AMC Entertainment Holdings
AMC
$2.52B
– –
-10,790
Closed -$1.16M
AMX icon
810
CALL
America Movil
AMX
$76.1B
– –
-1,250,000
Closed -$18.6M
ANIK icon
811
Anika Therapeutics
ANIK
$258M
– –
-35,500
Closed -$2.06M
ARMK icon
812
Aramark
ARMK
$15B
– –
-41,550
Closed -$1.31M
ARWR icon
813
CALL
Arrowhead Research
ARWR
$11.9B
– –
-30,000
Closed -$845K
ARWR icon
814
PUT
Arrowhead Research
ARWR
$11.9B
– –
-30,000
Closed -$845K
ASH icon
815
Ashland
ASH
$3.33B
– –
-20,000
Closed -$1.52M
ASMB icon
816
CALL
Assembly Biosciences
ASMB
$498M
– –
-4,342
Closed -$511K
ASMB icon
817
Assembly Biosciences
ASMB
$498M
– –
-10,417
Closed -$1.23M
ASND icon
818
Ascendis Pharma A/S
ASND
$16B
– –
-45,979
Closed -$5.11M
AWI icon
819
CALL
Armstrong World Industries
AWI
$7.38B
– –
-50,000
Closed -$4.83M
DCH
820
CALL
Dauch Corp
DCH
$1.34B
– –
-40,000
Closed -$329K
AXTA icon
821
Axalta
AXTA
$7.66B
– –
-221,600
Closed -$6.53M
AXTA icon
822
PUT
Axalta
AXTA
$7.66B
– –
-112,500
Closed -$3.39M
BFH icon
823
CALL
Bread Financial
BFH
$4.37B
– –
-31,325
Closed -$3.2M
BHC icon
824
Bausch Health
BHC
$2.58B
– –
-150,000
Closed -$3.28M
BHC icon
825
PUT
Bausch Health
BHC
$2.58B
– –
-150,000
Closed -$3.28M
31 32
33
34 35

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.