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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$89.8M
Cap. Flow %
4.67%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Healthcare 4.59%
2 Consumer Discretionary 2.4%
3 Energy 2.06%
4 Financials 1.79%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
801
PUT
Itron
ITRI
$4.34B
– –
-102,800
Closed -$6.43M
JD icon
802
JD.com
JD
$44.4B
– –
-9,000
Closed -$273K
OPLN
803
CALL
Openlane
OPLN
$4.24B
– –
-38,500
Closed -$963K
KKR icon
804
KKR & Co
KKR
$90.6B
– –
-9,500
Closed -$240K
KKR icon
805
PUT
KKR & Co
KKR
$90.6B
– –
-23,700
Closed -$599K
KPTI icon
806
Karyopharm Therapeutics
KPTI
$44.6M
– –
-2,000
Closed -$271K
KTOS icon
807
Kratos Defense & Security Solutions
KTOS
$8.66B
– –
-120,000
Closed -$2.75M
LBTYA icon
808
CALL
Liberty Global Class A
LBTYA
$3.58B
– –
-570,400
Closed -$15.4M
LEN icon
809
CALL
Lennar Class A
LEN
$19.9B
– –
-258,250
Closed -$12.1M
LEN icon
810
Lennar Class A
LEN
$19.9B
– –
-34,089
Closed -$1.6M
LNG icon
811
Cheniere Energy
LNG
$54.9B
– –
-28,000
Closed -$1.92M
LPX icon
812
CALL
Louisiana-Pacific
LPX
$5.08B
– –
-100,000
Closed -$2.62M
LUV icon
813
CALL
Southwest Airlines
LUV
$22.1B
– –
-25,000
Closed -$1.27M
LUV icon
814
Southwest Airlines
LUV
$22.1B
– –
-10,000
Closed -$507K
LUV icon
815
PUT
Southwest Airlines
LUV
$22.1B
– –
-35,000
Closed -$1.78M
LYV icon
816
CALL
Live Nation Entertainment
LYV
$40.9B
– –
-53,200
Closed -$3.52M
MAT icon
817
CALL
Mattel
MAT
$4.39B
– –
-100,000
Closed -$1.12M
MDGL icon
818
CALL
Madrigal Pharmaceuticals
MDGL
$10.7B
– –
-64,900
Closed -$6.8M
MDGL icon
819
PUT
Madrigal Pharmaceuticals
MDGL
$10.7B
– –
-66,000
Closed -$6.92M
MED icon
820
CALL
Medifast
MED
$110M
– –
-60,000
Closed -$7.7M
MERC icon
821
CALL
Mercer International
MERC
$37.6M
– –
-42,100
Closed -$651K
MET icon
822
CALL
MetLife
MET
$62.3B
– –
-32,900
Closed -$1.63M
MFIN icon
823
CALL
Medallion Financial
MFIN
$230M
– –
-30,000
Closed -$202K
MGNX icon
824
CALL
MacroGenics
MGNX
$235M
– –
-66,900
Closed -$1.14M
MPLX icon
825
CALL
MPLX
MPLX
$59.2B
– –
-100,000
Closed -$3.22M
31 32
33
34 35

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management deployed $89.8M of net new capital in Q3 2019, opening 367 new positions and adding to 112 existing holdings. Its largest new stake was PayPal: 215,000 shares worth $22.3M.

By sector, the portfolio is most concentrated in Healthcare at 4.6% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Spark Therapeutics, Inc. Common Stock, an estimated $6.21M trimmed.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.