CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$593M
AUM Growth
+$24.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,008
New
Increased
Reduced
Closed

Top Buys

1
+$17.9M
2
+$16.2M
3
+$13.9M
4
RXDX
Prometheus Biosciences, Inc. Common Stock
RXDX
+$8.93M
5
ONC
BeOne Medicines Ltd
ONC
+$8.91M

Top Sells

1
+$44.9M
2
+$26M
3
+$12.1M
4
EQT icon
EQT Corp
EQT
+$10.1M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

1 Healthcare 27.52%
2 Energy 13.62%
3 Technology 12.41%
4 Consumer Discretionary 9.73%
5 Materials 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
776
– –
0
777
– –
0
778
– –
0
779
– –
-13,900
780
– –
-24,900
781
– –
0
782
– –
0
783
– –
0
784
– –
-2,000
785
– –
-30,460
786
– –
-42,000
787
– –
0
788
– –
-87,500
789
– –
-772
790
– –
-20,000
791
– –
0
792
– –
-2,200
793
– –
0
794
– –
-39,800
795
– –
0
796
– –
0
797
– –
-70,000
798
– –
0
799
– –
0
800
– –
0
30 31
32
33 34