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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COOP
776
CALL
DELISTED
Mr. Cooper
COOP
$1.32M 0.02%
32,500
-395,000
-92% -$16.7M
NTRA icon
777
Natera
NTRA
$49.8B
$1.31M 0.02%
+29,900
New +$1.42M
MNST icon
778
CALL
Monster Beverage
MNST
$87.3B
$1.3M 0.02%
+60,000
New +$1.38M
INVZ icon
779
PUT
Innoviz Technologies
INVZ
$91.7M
$1.3M 0.02%
250,000
– –
BAC icon
780
PUT
Bank of America
BAC
$405B
$1.3M 0.02%
+43,000
New +$1.44M
RNW icon
781
ReNew
RNW
$2.5B
$1.29M 0.02%
+214,173
New +$1.46M
GBT
782
DELISTED
Global Blood Therapeutics, Inc.
GBT
$1.29M 0.02%
+18,900
New +$1.04M
BSET icon
783
CALL
Bassett Furniture
BSET
$151M
$1.28M 0.02%
82,000
-173,100
-68% -$3.48M
MX icon
784
PUT
Magnachip Semiconductor
MX
$101M
$1.28M 0.02%
+125,000
New +$1.64M
IMAX icon
785
IMAX
IMAX
$2.86B
$1.27M 0.02%
90,000
+89,000
+8,900% +$1.43M
NARI
786
CALL
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1.27M 0.02%
+17,500
New +$1.3M
NEOG icon
787
Neogen
NEOG
$2.74B
$1.27M 0.02%
+90,523
New +$1.82M
IRM icon
788
Iron Mountain
IRM
$33.4B
$1.26M 0.02%
28,680
+15,680
+121% +$792K
GPRE icon
789
PUT
Green Plains
GPRE
$1.06B
$1.26M 0.02%
43,300
– –
ENVX icon
790
Enovix
ENVX
$641M
$1.25M 0.02%
78,130
-9,476
-11% -$140K
KKR icon
791
PUT
KKR & Co
KKR
$86.9B
$1.25M 0.02%
+29,000
New +$1.47M
SDGR icon
792
CALL
Schrodinger
SDGR
$1.79B
$1.25M 0.02%
+50,000
New +$1.47M
ACI icon
793
CALL
Albertsons Companies
ACI
$6.1B
$1.24M 0.02%
50,000
-215,000
-81% -$5.87M
ACI icon
794
PUT
Albertsons Companies
ACI
$6.1B
$1.24M 0.02%
50,000
-10,000
-17% -$273K
ARQT icon
795
CALL
Arcutis Biotherapeutics
ARQT
$3.29B
$1.24M 0.02%
+65,000
New +$1.47M
TVTX icon
796
PUT
Travere Therapeutics
TVTX
$5.98B
$1.23M 0.02%
+50,000
New +$1.29M
VRM icon
797
CALL
Vroom Inc
VRM
$53.1M
$1.23M 0.02%
13,238
– –
FNKO icon
798
PUT
Funko
FNKO
$295M
$1.21M 0.02%
+60,000
New +$1.38M
ICPT
799
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.21M 0.02%
+86,859
New +$1.4M
AMLX icon
800
Amylyx Pharmaceuticals
AMLX
$3.64B
$1.21M 0.02%
42,947
-26,704
-38% -$666K
30 31
32
33 34

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.