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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OSG
776
PUT
Octave Specialty Group
OSG
$243M
| $384K | 0.01% |
+25,000
| New | +$368K |
|
777
PUT
Standard BioTools
LAB
$340M
| $378K | 0.01% |
+63,000
| New | +$414K |
|
778
Golar LNG
GLNG
$5B
| $368K | 0.01% |
38,162
-83,168
| -69% | -$723K |
|
779
Range Resources
RRC
$9.38B
| $368K | 0.01% |
54,861
| – | – |
|
|
IMGN
780
DELISTED
Immunogen Inc
IMGN
| $368K | 0.01% |
+57,100
| New | +$333K |
|
|
NNDM
781
CALL
Nano Dimension
NNDM
$316M
| $364K | 0.01% |
+40,000
| New | +$203K |
|
782
LPL Financial
LPLA
$28.3B
| $354K | 0.01% |
+3,400
| New | +$306K |
|
|
ADAM
783
Adamas Trust
ADAM
$815M
| $354K | 0.01% |
24,008
-10,992
| -31% | -$139K |
|
784
Angi Inc
ANGI
$229M
| $352K | 0.01% |
2,666
-7,834
| -75% | -$909K |
|
785
CALL
Syndax Pharmaceuticals
SNDX
$1.69B
| $349K | 0.01% |
+15,700
| New | +$326K |
|
|
CRON
786
PUT
Cronos Group
CRON
$1.06B
| $347K | 0.01% |
+50,000
| New | +$344K |
|
787
Tronox
TROX
$932M
| $346K | 0.01% |
+23,600
| New | +$275K |
|
788
PUT
Commault Systems
CVLT
$4.88B
| $343K | 0.01% |
6,200
-118,800
| -95% | -$5.55M |
|
|
HTZ
789
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $339K | 0.01% |
265,000
| – | – |
|
|
DCH
790
PUT
Dauch Corp
DCH
$1.34B
| $335K | 0.01% |
40,000
| – | – |
|
791
Bath & Body Works
BBWI
$4.06B
| $327K | 0.01% |
10,868
-26,861
| -71% | -$780K |
|
792
PUT
Community Health Systems
CYH
$393M
| $317K | 0.01% |
+42,800
| New | +$303K |
|
|
SILV
793
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $313K | 0.01% |
28,000
| – | – |
|
794
PUT
Genesis Energy
GEL
$1.87B
| $311K | 0.01% |
50,000
| – | – |
|
795
FirstEnergy
FE
$28B
| $306K | 0.01% |
10,000
-38,000
| -79% | -$1.14M |
|
796
AnaptysBio
ANAB
$1.58B
| $305K | 0.01% |
14,157
-7,943
| -36% | -$193K |
|
|
CLDR
797
DELISTED
Cloudera, Inc.
CLDR
| $305K | 0.01% |
22,000
-10,000
| -31% | -$115K |
|
798
CALL
SunCoke Energy
SXC
$720M
| $302K | 0.01% |
+69,600
| New | +$291K |
|
799
Weyerhaeuser
WY
$18B
| $301K | 0.01% |
+9,000
| New | +$271K |
|
|
QVCGA
800
CALL
DELISTED
QVC Group Inc Series A
QVCGA
| $301K | 0.01% |
+550
| New | +$248K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.