We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
776
PUT
Octave Specialty Group
OSG
$213M
$384K 0.01%
+25,000
New +$368K
LAB icon
777
PUT
Standard BioTools
LAB
$278M
$378K 0.01%
+63,000
New +$414K
GLNG icon
778
Golar LNG
GLNG
$5.14B
$368K 0.01%
38,162
-83,168
-69% -$723K
RRC icon
779
Range Resources
RRC
$9.08B
$368K 0.01%
54,861
– –
IMGN
780
DELISTED
Immunogen Inc
IMGN
$368K 0.01%
+57,100
New +$333K
NNDM
781
CALL
Nano Dimension
NNDM
$325M
$364K 0.01%
+40,000
New +$203K
LPLA icon
782
LPL Financial
LPLA
$26.2B
$354K 0.01%
+3,400
New +$306K
ADAM
783
Adamas Trust
ADAM
$806M
$354K 0.01%
24,008
-10,992
-31% -$139K
ANGI icon
784
Angi Inc
ANGI
$215M
$352K 0.01%
2,666
-7,834
-75% -$909K
SNDX icon
785
CALL
Syndax Pharmaceuticals
SNDX
$1.54B
$349K 0.01%
+15,700
New +$326K
CRON
786
PUT
Cronos Group
CRON
$1.21B
$347K 0.01%
+50,000
New +$344K
TROX icon
787
Tronox
TROX
$685M
$346K 0.01%
+23,600
New +$275K
CVLT icon
788
PUT
Commault Systems
CVLT
$6.02B
$343K 0.01%
6,200
-118,800
-95% -$5.55M
HTZ
789
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
$339K 0.01%
265,000
– –
DCH
790
PUT
Dauch Corp
DCH
$1.43B
$335K 0.01%
40,000
– –
BBWI icon
791
Bath & Body Works
BBWI
$3.37B
$327K 0.01%
10,868
-26,861
-71% -$780K
CYH icon
792
PUT
Community Health Systems
CYH
$420M
$317K 0.01%
+42,800
New +$303K
SILV
793
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$313K 0.01%
28,000
– –
GEL icon
794
PUT
Genesis Energy
GEL
$1.87B
$311K 0.01%
50,000
– –
FE icon
795
FirstEnergy
FE
$26.3B
$306K 0.01%
10,000
-38,000
-79% -$1.14M
ANAB icon
796
AnaptysBio
ANAB
$1.61B
$305K 0.01%
14,157
-7,943
-36% -$193K
CLDR
797
DELISTED
Cloudera, Inc.
CLDR
$305K 0.01%
22,000
-10,000
-31% -$115K
SXC icon
798
CALL
SunCoke Energy
SXC
$816M
$302K 0.01%
+69,600
New +$291K
WY icon
799
Weyerhaeuser
WY
$15.7B
$301K 0.01%
+9,000
New +$271K
QVCGA
800
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$301K 0.01%
+550
New +$248K
30 31
32
33 34

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.