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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONQ icon
751
CALL
IonQ
IONQ
$13.6B
$1.08M 0.02%
72,900
+32,900
+82% +$517K
SCHL icon
752
Scholastic
SCHL
$767M
$1.08M 0.02%
+28,433
New +$1.18M
CVE icon
753
Cenovus Energy
CVE
$55.7B
$1.08M 0.02%
52,000
– –
BNTX icon
754
BioNTech
BNTX
$22.9B
$1.08M 0.02%
+9,900
New +$1.09M
EOSE icon
755
PUT
Eos Energy Enterprises
EOSE
$1.22B
$1.07M 0.02%
+500,000
New +$1.5M
WRK
756
CALL
DELISTED
WestRock Company
WRK
$1.07M 0.02%
+30,000
New +$984K
BAX icon
757
CALL
Baxter International
BAX
$13.5B
$1.07M 0.02%
28,300
-90,200
-76% -$3.84M
DD icon
758
DuPont de Nemours
DD
$18.5B
$1.07M 0.02%
+11,392
New +$1.07M
PBT
759
CALL
Permian Basin Royalty Trust
PBT
$1.38B
$1.06M 0.02%
+50,000
New +$1.13M
TGTX icon
760
PUT
TG Therapeutics
TGTX
$7.96B
$1.06M 0.02%
127,000
+55,800
+78% +$778K
RVPH
761
CALL
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$1.06M 0.02%
+10,830
New +$1.01M
DISH
762
CALL
DELISTED
DISH Network Corp.
DISH
$1.05M 0.02%
+180,000
New +$1.23M
RPTX
763
DELISTED
Repare Therapeutics
RPTX
$1.05M 0.02%
+87,085
New +$899K
NCLH icon
764
Norwegian Cruise Line
NCLH
$8.51B
$1.05M 0.02%
63,744
-196,256
-75% -$3.62M
SPCE icon
765
PUT
Virgin Galactic
SPCE
$328M
$1.05M 0.02%
29,095
+15,000
+106% +$894K
FLG
766
CALL
Flagstar Bank National Association
FLG
$5.93B
$1.05M 0.02%
30,767
-193,500
-86% -$7M
OMC icon
767
Omnicom Group
OMC
$21.6B
$1.04M 0.02%
+14,000
New +$1.15M
BHVN icon
768
CALL
Biohaven
BHVN
$2.03B
$1.04M 0.02%
40,000
-60,000
-60% -$1.25M
DHT icon
769
CALL
DHT Holdings
DHT
$2.99B
$1.03M 0.02%
+100,000
New +$936K
INVZ icon
770
PUT
Innoviz Technologies
INVZ
$95M
$1.02M 0.02%
522,000
– –
CRBG icon
771
CALL
Corebridge Financial
CRBG
$14.1B
$988K 0.02%
50,000
– –
CRBG icon
772
PUT
Corebridge Financial
CRBG
$14.1B
$988K 0.02%
50,000
– –
IHI icon
773
iShares US Medical Devices ETF
IHI
$3.13B
$986K 0.02%
+20,325
New +$1.08M
HRMY icon
774
Harmony Biosciences
HRMY
$2.04B
$983K 0.02%
+30,000
New +$1.04M
IMAX icon
775
PUT
IMAX
IMAX
$2.62B
$966K 0.01%
+50,000
New +$921K
29 30
31
32 33

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.