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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TRQ
751
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $2.01M | 0.02% |
136,300
+18,586
| +16% | +$282K |
|
|
TRQ
752
PUT
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $2.01M | 0.02% |
136,300
| – | – |
|
|
ERF
753
CALL
DELISTED
Enerplus Corporation
ERF
| $2M | 0.02% |
+250,000
| New | +$1.55M |
|
754
CALL
EyePoint Inc
EYPT
$1.03B
| $2M | 0.02% |
+191,600
| New | +$1.83M |
|
755
PUT
Aurinia Pharmaceuticals
AUPH
$1.91B
| $1.99M | 0.02% |
90,000
-70,000
| -44% | -$1.11M |
|
756
PUT
SoFi Technologies
SOFI
$21B
| $1.99M | 0.02% |
+125,000
| New | +$1.96M |
|
|
AVYA
757
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $1.98M | 0.02% |
100,000
+50,000
| +100% | +$1.1M |
|
|
UNVR
758
CALL
DELISTED
Univar Solutions Inc.
UNVR
| $1.98M | 0.02% |
83,000
-2,163,900
| -96% | -$51.1M |
|
|
PARA
759
PUT
DELISTED
Paramount Global Class B
PARA
| $1.98M | 0.02% |
50,000
-26,000
| -34% | -$1.06M |
|
|
PRTY
760
DELISTED
Party City Holdco Inc.
PRTY
| $1.98M | 0.02% |
278,147
+191,965
| +223% | +$1.46M |
|
761
Pan American Silver
PAAS
$18.2B
| $1.97M | 0.02% |
+84,790
| New | +$2.21M |
|
|
CFLT
762
CALL
DELISTED
Confluent
CFLT
| $1.97M | 0.02% |
+33,000
| New | +$1.71M |
|
|
CFLT
763
PUT
DELISTED
Confluent
CFLT
| $1.97M | 0.02% |
+33,000
| New | +$1.71M |
|
764
Coca-Cola
KO
$377B
| $1.97M | 0.02% |
+37,500
| New | +$2.09M |
|
|
RFP
765
CALL
DELISTED
Resolute Forest Products Inc.
RFP
| $1.97M | 0.02% |
165,200
-37,200
| -18% | -$435K |
|
|
DENN
766
CALL
DELISTED
Denny's
DENN
| $1.96M | 0.02% |
120,000
| – | – |
|
|
HES
767
CALL
DELISTED
Hess
HES
| $1.95M | 0.02% |
+25,000
| New | +$1.84M |
|
768
CALL
Innoviva
INVA
$1.55B
| $1.95M | 0.02% |
116,700
+16,700
| +17% | +$250K |
|
769
Protagonist Therapeutics
PTGX
$8.79B
| $1.95M | 0.02% |
+110,000
| New | +$4.69M |
|
770
AbbVie
ABBV
$443B
| $1.94M | 0.02% |
+18,000
| New | +$2.06M |
|
771
PUT
United Natural Foods
UNFI
$3.08B
| $1.94M | 0.02% |
40,000
-170,800
| -81% | -$6.05M |
|
772
CALL
Ionis Pharmaceuticals
IONS
$8.6B
| $1.93M | 0.02% |
57,500
-32,500
| -36% | -$1.22M |
|
|
773
PUT
Ionis Pharmaceuticals
IONS
$8.6B
| $1.93M | 0.02% |
57,500
-125,800
| -69% | -$4.74M |
|
|
DVAX
774
CALL
DELISTED
Dynavax Technologies
DVAX
| $1.92M | 0.02% |
+100,000
| New | +$1.33M |
|
|
775
CALL
Aurinia Pharmaceuticals
AUPH
$1.91B
| $1.92M | 0.02% |
86,600
-73,400
| -46% | -$1.16M |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.