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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOL icon
751
Toll Brothers
TOL
$12.4B
$118K ﹤0.01%
+3,000
New +$120K
EPM icon
752
CALL
Evolution Petroleum
EPM
$148M
$110K ﹤0.01%
+20,000
New +$110K
AMRS
753
DELISTED
Amyris Inc.
AMRS
$108K ﹤0.01%
35,000
-15,000
-30% -$55.6K
FCEL icon
754
CALL
FuelCell Energy
FCEL
$1.42B
$103K ﹤0.01%
+1,357
New +$23.6K
ADMS
755
CALL
DELISTED
Adamas Pharmaceuticals
ADMS
$103K ﹤0.01%
+27,400
New +$131K
MRO
756
DELISTED
Marathon Oil Corporation
MRO
$102K ﹤0.01%
+7,500
New +$91.4K
KRA
757
DELISTED
Kraton Corporation
KRA
$102K ﹤0.01%
4,000
-3,100
-44% -$75K
CX icon
758
Cemex
CX
$14.7B
$99K ﹤0.01%
+26,200
New +$99.8K
PRGO icon
759
Perrigo
PRGO
$1.87B
$98K ﹤0.01%
1,900
-26,100
-93% -$1.36M
BIG
760
DELISTED
Big Lots, Inc.
BIG
$98K ﹤0.01%
3,400
– –
NEPT
761
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$96K ﹤0.01%
+25
New +$109K
PRTY
762
CALL
DELISTED
Party City Holdco Inc.
PRTY
$94K ﹤0.01%
+40,000
New +$151K
SAN icon
763
PUT
Banco Santander
SAN
$215B
$90K ﹤0.01%
+22,957
New +$89.1K
EXTR icon
764
Extreme Networks
EXTR
$2.91B
$85K ﹤0.01%
+11,504
New +$80.7K
LGF.A
765
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$85K ﹤0.01%
+8,000
New +$73.7K
RDUS
766
CALL
DELISTED
Radius Health, Inc.
RDUS
$82K ﹤0.01%
+4,100
New +$99.6K
GT icon
767
Goodyear
GT
$1.48B
$77K ﹤0.01%
5,000
– –
AMRS
768
PUT
DELISTED
Amyris Inc.
AMRS
$77K ﹤0.01%
25,000
-45,000
-64% -$167K
CHGG icon
769
Chegg
CHGG
$82.7M
$76K ﹤0.01%
2,000
-2,000
-50% -$70K
RLH
770
DELISTED
Red Lions Hotel Corporation
RLH
$73K ﹤0.01%
20,000
-18,700
-48% -$87.3K
BXRX
771
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
$68K ﹤0.01%
+7
New +$59.7K
CVET
772
DELISTED
Covetrus, Inc. Common Stock
CVET
$66K ﹤0.01%
+5,000
New +$60.5K
DVA icon
773
PUT
DaVita
DVA
$11.7B
$61K ﹤0.01%
800
-194,800
-100% -$12.9M
RMCF icon
774
Rocky Mountain Chocolate Factory
RMCF
$8.12M
$60K ﹤0.01%
+6,454
New +$57.7K
ZYNE
775
CALL
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$54K ﹤0.01%
+9,200
New +$62.9K
29 30
31
32 33

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.