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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$49.1M
Cap. Flow %
2.56%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.57%
2 Healthcare 5.98%
3 Consumer Discretionary 2.44%
4 Energy 2.08%
5 Financials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
751
CALL
DuPont de Nemours
DD
$17.3B
– –
-19,917
Closed -$1.88M
DD icon
752
PUT
DuPont de Nemours
DD
$17.3B
– –
-19,917
Closed -$1.88M
DELL icon
753
Dell
DELL
$346B
– –
-25,649
Closed -$680K
DFS
754
CALL
DELISTED
Discover Financial Services
DFS
– –
-75,000
Closed -$5.82M
DFS
755
PUT
DELISTED
Discover Financial Services
DFS
– –
-30,000
Closed -$2.33M
DINO icon
756
CALL
HF Sinclair
DINO
$20B
– –
-22,500
Closed -$1.04M
DINO icon
757
HF Sinclair
DINO
$20B
– –
-3,825
Closed -$177K
DIOD icon
758
CALL
Diodes
DIOD
$4.16B
– –
-47,600
Closed -$1.73M
DIOD icon
759
Diodes
DIOD
$4.16B
– –
-14,300
Closed -$519K
DIOD icon
760
PUT
Diodes
DIOD
$4.16B
– –
-53,900
Closed -$1.96M
DKS icon
761
Dick's Sporting Goods
DKS
$11B
– –
-15,000
Closed -$520K
DKS icon
762
PUT
Dick's Sporting Goods
DKS
$11B
– –
-150,000
Closed -$5.2M
DVAX
763
DELISTED
Dynavax Technologies
DVAX
– –
-4,000
Closed -$16K
DVAX
764
PUT
DELISTED
Dynavax Technologies
DVAX
– –
-25,000
Closed -$100K
DVN icon
765
CALL
Devon Energy
DVN
$56.5B
– –
-357,300
Closed -$10.2M
DVN icon
766
Devon Energy
DVN
$56.5B
– –
-5,100
Closed -$145K
DVN icon
767
PUT
Devon Energy
DVN
$56.5B
– –
-157,300
Closed -$4.49M
EQT icon
768
EQT Corp
EQT
$33.2B
– –
-48,000
Closed -$759K
ET icon
769
Energy Transfer Partners
ET
$73.4B
– –
-56,000
Closed -$788K
EXEL icon
770
Exelixis
EXEL
$14.1B
– –
-65,000
Closed -$1.32M
EXEL icon
771
PUT
Exelixis
EXEL
$14.1B
– –
-200,000
Closed -$4.27M
KYNB
772
CALL
Kyntra Bio
KYNB
$31.5M
– –
-600
Closed -$678K
KYNB
773
PUT
Kyntra Bio
KYNB
$31.5M
– –
-600
Closed -$678K
FOXA icon
774
CALL
Fox Class A
FOXA
$28.4B
– –
-50,000
Closed -$1.83M
FOXA icon
775
Fox Class A
FOXA
$28.4B
– –
-30,000
Closed -$1.1M
29 30
31
32 33

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AWM
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LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
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SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
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FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q3 2019 filing shows 367 new, 112 increased, 107 reduced and 328 closed positions. Its largest new stake was PayPal: 215,000 shares worth $22.3M. The largest sale was Upbound Group, an estimated $8.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.