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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCRN
726
CALL
DELISTED
Cross Country Healthcare
CCRN
$1.19M 0.02%
48,000
-72,000
-60% -$1.81M
HBI
727
CALL
DELISTED
Hanesbrands
HBI
$1.19M 0.02%
300,000
– –
PCT icon
728
CALL
PureCycle Technologies
PCT
$1.28B
$1.18M 0.02%
210,000
+60,000
+40% +$563K
VNO icon
729
Vornado Realty Trust
VNO
$7.41B
$1.16M 0.02%
51,162
-15,138
-23% -$335K
RAMP icon
730
CALL
LiveRamp
RAMP
$2.3B
$1.16M 0.02%
+40,200
New +$1.19M
CNR
731
CALL
Core Natural Resources Inc
CNR
$4.02B
$1.15M 0.02%
11,000
– –
BAX icon
732
Baxter International
BAX
$13.5B
$1.15M 0.02%
+30,520
New +$1.3M
GLUE icon
733
CALL
Monte Rosa Therapeutics
GLUE
$1.4B
$1.15M 0.02%
+240,400
New +$1.55M
CERE
734
CALL
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$1.15M 0.02%
52,500
+22,500
+75% +$563K
PLUG icon
735
PUT
Plug Power
PLUG
$2.87B
$1.14M 0.02%
+150,000
New +$1.47M
XLRE icon
736
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$1.13M 0.02%
33,300
– –
GS icon
737
Goldman Sachs
GS
$300B
$1.13M 0.02%
+3,500
New +$1.17M
HRI icon
738
Herc Holdings
HRI
$5.02B
$1.13M 0.02%
9,487
– –
OMCL icon
739
PUT
Omnicell
OMCL
$1.61B
$1.13M 0.02%
+25,000
New +$1.51M
TPR icon
740
Tapestry
TPR
$30.8B
$1.13M 0.02%
39,140
+24,640
+170% +$902K
MDRX
741
DELISTED
Veradigm Inc. Common Stock
MDRX
$1.12M 0.02%
+85,567
New +$1.12M
SABR icon
742
CALL
Sabre
SABR
$731M
$1.12M 0.02%
250,000
-2,664,200
-91% -$12.1M
AGI icon
743
PUT
Alamos Gold
AGI
$11.6B
$1.12M 0.02%
+99,400
New +$1.2M
YUMC icon
744
CALL
Yum China
YUMC
$16.5B
$1.11M 0.02%
+20,000
New +$1.12M
AMPS
745
CALL
DELISTED
Altus Power
AMPS
$1.11M 0.02%
211,900
-394,500
-65% -$2.41M
ESTA icon
746
CALL
Establishment Labs
ESTA
$2.72B
$1.1M 0.02%
+22,500
New +$1.34M
SE icon
747
CALL
Sea Limited
SE
$65.4B
$1.1M 0.02%
+25,000
New +$1.22M
CCL icon
748
PUT
Carnival Corporation Ltd
CCL
$38.1B
$1.1M 0.02%
+80,000
New +$1.33M
FOLD
749
CALL
DELISTED
Amicus Therapeutics
FOLD
$1.09M 0.02%
90,000
+10,000
+13% +$129K
PRO
750
CALL
DELISTED
PROS Holdings
PRO
$1.09M 0.02%
+31,400
New +$1.08M
28 29
30
31 32

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.