We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNX icon
726
CALL
CNX Resources
CNX
$4.99B
$540K 0.01%
50,000
– –
ELAN icon
727
CALL
Elanco Animal Health
ELAN
$11.4B
$537K 0.01%
+17,500
New +$534K
ELAN icon
728
PUT
Elanco Animal Health
ELAN
$11.4B
$537K 0.01%
+17,500
New +$534K
HCC icon
729
CALL
Warrior Met Coal
HCC
$4.9B
$533K 0.01%
25,000
– –
KNSA icon
730
CALL
Kiniksa Pharmaceuticals
KNSA
$6.06B
$530K 0.01%
30,000
– –
KNSA icon
731
PUT
Kiniksa Pharmaceuticals
KNSA
$6.06B
$530K 0.01%
30,000
-500
-2% -$8.78K
CVM icon
732
CALL
CEL-SCI Corp
CVM
$26M
$525K 0.01%
1,500
-2,970
-66% -$1.17M
DHT icon
733
PUT
DHT Holdings
DHT
$3.71B
$523K 0.01%
100,000
-170,000
-63% -$887K
MLCO icon
734
Melco Resorts & Entertainment
MLCO
$1.73B
$511K 0.01%
+27,600
New +$480K
FPRX
735
CALL
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$511K 0.01%
+30,000
New +$376K
FPRX
736
PUT
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$511K 0.01%
+30,000
New +$376K
BGS icon
737
CALL
B&G Foods
BGS
$255M
$508K 0.01%
18,300
– –
BGS icon
738
B&G Foods
BGS
$255M
$508K 0.01%
18,300
-20,700
-53% -$584K
MIC
739
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$507K 0.01%
13,500
-56,500
-81% -$1.74M
GLNG icon
740
CALL
Golar LNG
GLNG
$5.14B
$502K 0.01%
52,000
+50,000
+2,500% +$434K
ENDP
741
PUT
DELISTED
Endo International plc
ENDP
$502K 0.01%
+70,000
New +$365K
DCH
742
Dauch Corp
DCH
$1.43B
$501K 0.01%
60,000
+15,000
+33% +$113K
CNX icon
743
PUT
CNX Resources
CNX
$4.99B
$486K 0.01%
45,000
– –
FLIR
744
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$484K 0.01%
11,000
-28,000
-72% -$1.08M
TEVA icon
745
CALL
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
$482K 0.01%
+50,000
New +$479K
PRMW
746
DELISTED
Primo Water Corporation
PRMW
$481K 0.01%
+30,594
New +$451K
PGEN icon
747
Precigen
PGEN
$2.66B
$477K 0.01%
46,719
+40,219
+619% +$261K
ET icon
748
CALL
Energy Transfer Partners
ET
$72.7B
$476K 0.01%
76,900
-1,450,000
-95% -$8.77M
STNG icon
749
CALL
Scorpio Tankers
STNG
$4.29B
$466K 0.01%
41,600
– –
EPZM
750
DELISTED
Epizyme, Inc
EPZM
$462K 0.01%
+42,621
New +$526K
28 29
30
31 32

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.