CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$602M
AUM Growth
-$28.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
809
New
Increased
Reduced
Closed

Top Buys

1
+$15.5M
2
+$14.3M
3
+$11.5M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.4M
5
SBNY
Signature Bank
SBNY
+$10.4M

Top Sells

1
+$24.5M
2
+$19.7M
3
+$15.3M
4
PFE icon
Pfizer
PFE
+$13.7M
5
PTON icon
Peloton Interactive
PTON
+$13.1M

Sector Composition

1 Healthcare 23.36%
2 Consumer Discretionary 22.24%
3 Technology 18.83%
4 Industrials 8.33%
5 Materials 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
726
– –
0
727
– –
0
728
– –
0
729
– –
-85,700
730
– –
0
731
– –
-18,000
732
– –
0
733
– –
0
734
– –
0
735
– –
0
736
– –
-5,000
737
– –
0
738
– –
-27,000
739
– –
-30,000
740
– –
0
741
– –
-89,200
742
– –
-26,400
743
– –
0
744
– –
0
745
– –
-17,600
746
– –
-13,500
747
– –
0
748
– –
-22,500
749
– –
-20,000
750
– –
0
28 29
30
31 32