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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNX icon
726
CALL
CNX Resources
CNX
$5.3B
$540K 0.01%
50,000
– –
ELAN icon
727
CALL
Elanco Animal Health
ELAN
$13.2B
$537K 0.01%
+17,500
New +$534K
ELAN icon
728
PUT
Elanco Animal Health
ELAN
$13.2B
$537K 0.01%
+17,500
New +$534K
HCC icon
729
CALL
Warrior Met Coal
HCC
$4.19B
$533K 0.01%
25,000
– –
KNSA icon
730
CALL
Kiniksa Pharmaceuticals
KNSA
$5.8B
$530K 0.01%
30,000
– –
KNSA icon
731
PUT
Kiniksa Pharmaceuticals
KNSA
$5.8B
$530K 0.01%
30,000
-500
-2% -$8.78K
CVM icon
732
CALL
CEL-SCI Corp
CVM
$20.3M
$525K 0.01%
1,500
-2,970
-66% -$1.17M
DHT icon
733
PUT
DHT Holdings
DHT
$2.99B
$523K 0.01%
100,000
-170,000
-63% -$887K
MLCO icon
734
Melco Resorts & Entertainment
MLCO
$2.22B
$511K 0.01%
+27,600
New +$480K
FPRX
735
CALL
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$511K 0.01%
+30,000
New +$376K
FPRX
736
PUT
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$511K 0.01%
+30,000
New +$376K
BGS icon
737
CALL
B&G Foods
BGS
$287M
$508K 0.01%
18,300
– –
BGS icon
738
B&G Foods
BGS
$287M
$508K 0.01%
18,300
-20,700
-53% -$584K
MIC
739
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$507K 0.01%
13,500
-56,500
-81% -$1.74M
GLNG icon
740
CALL
Golar LNG
GLNG
$5B
$502K 0.01%
52,000
+50,000
+2,500% +$434K
ENDP
741
PUT
DELISTED
Endo International plc
ENDP
$502K 0.01%
+70,000
New +$365K
DCH
742
Dauch Corp
DCH
$1.34B
$501K 0.01%
60,000
+15,000
+33% +$113K
CNX icon
743
PUT
CNX Resources
CNX
$5.3B
$486K 0.01%
45,000
– –
FLIR
744
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$484K 0.01%
11,000
-28,000
-72% -$1.08M
TEVA icon
745
CALL
Teva Pharmaceuticals
TEVA
$40.8B
$482K 0.01%
+50,000
New +$479K
PRMW
746
DELISTED
Primo Water Corporation
PRMW
$481K 0.01%
+30,594
New +$451K
PGEN icon
747
Precigen
PGEN
$2.24B
$477K 0.01%
46,719
+40,219
+619% +$261K
ET icon
748
CALL
Energy Transfer Partners
ET
$70.1B
$476K 0.01%
76,900
-1,450,000
-95% -$8.77M
STNG icon
749
CALL
Scorpio Tankers
STNG
$3.9B
$466K 0.01%
41,600
– –
EPZM
750
DELISTED
Epizyme, Inc
EPZM
$462K 0.01%
+42,621
New +$526K
28 29
30
31 32

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.