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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-27.56%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$1.77B
AUM Growth
-$1.21B
Cap. Flow
-$10.5M
Cap. Flow %
-0.6%
Top 10 Hldgs %
12.3%
Holding
1,254
New
453
Increased
136
Reduced
157
Closed
433

Top Buys

Rank Stock Value
1
W icon
Wayfair
W
+$10.9M
2
GE icon
GE Aerospace
GE
+$8.43M
3
BC icon
Brunswick
BC
+$8.36M
4
MLCO icon
Melco Resorts & Entertainment
MLCO
+$6.96M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$5.92M

Top Sells

Rank Stock Value
1
MDCO
Medicines Co
MDCO
+$28.3M
2
TW icon
Tradeweb Markets
TW
+$11.9M
3
QURE icon
uniQure
QURE
+$10.5M
4
ON icon
ON Semiconductor
ON
+$7.63M
5
INST
Instructure, Inc.
INST
+$7.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.14%
2 Healthcare 5.46%
3 Consumer Discretionary 4.39%
4 Technology 1.81%
5 Industrials 1.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGMO
726
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$160K 0.01%
+25,000
New +$186K
LTHM
727
CALL
DELISTED
Livent Corporation
LTHM
$157K 0.01%
+30,000
New +$252K
XBI icon
728
State Street SPDR S&P Biotech ETF
XBI
$10.6B
$155K 0.01%
+2,000
New +$177K
CLVS
729
DELISTED
Clovis Oncology, Inc.
CLVS
$151K 0.01%
+23,800
New +$191K
SRNE
730
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$150K 0.01%
+81,800
New +$236K
CHNG
731
PUT
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$150K 0.01%
+15,000
New +$210K
SNAP icon
732
Snap
SNAP
$9.4B
$148K 0.01%
+12,500
New +$192K
TD icon
733
Toronto Dominion Bank
TD
$199B
$148K 0.01%
+3,500
New +$180K
GEO icon
734
PUT
The GEO Group
GEO
$4.17B
$146K 0.01%
12,000
– –
AMJ
735
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$146K 0.01%
+16,100
New +$281K
APLS
736
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$144K 0.01%
5,400
-100,000
-95% -$3.55M
BRKR icon
737
Bruker
BRKR
$9.29B
$143K 0.01%
+4,000
New +$185K
CRMT icon
738
America's Car Mart
CRMT
$14.6M
$142K 0.01%
+2,500
New +$245K
ASUR icon
739
Asure Software
ASUR
$233M
$141K 0.01%
23,779
– –
CHNG
740
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$140K 0.01%
+14,000
New +$196K
VOLT
741
DELISTED
Volt Information Sciences, Inc.
VOLT
$139K 0.01%
170,010
-144,906
-46% -$285K
BGS icon
742
B&G Foods
BGS
$241M
$136K 0.01%
7,500
-10,800
-59% -$169K
TA
743
DELISTED
TravelCenters of America LLC
TA
$131K 0.01%
13,327
-8,390
-39% -$121K
BLMN icon
744
PUT
Bloomin' Brands
BLMN
$687M
$130K 0.01%
+18,200
New +$317K
WES icon
745
Western Midstream Partners
WES
$19.6B
$129K 0.01%
40,000
+14,484
+57% +$199K
EXEL icon
746
Exelixis
EXEL
$14.4B
$126K 0.01%
+7,300
New +$134K
NOG icon
747
Northern Oil and Gas
NOG
$2.69B
$125K 0.01%
18,950
-4,050
-18% -$59.1K
ET icon
748
CALL
Energy Transfer Partners
ET
$73B
$124K 0.01%
+26,900
New +$287K
SIOX
749
CALL
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$122K 0.01%
50,000
+7,500
+18% +$27.1K
SIOX
750
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$122K 0.01%
50,000
-40,308
-45% -$146K
28 29
30
31 32

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Caption Management's Q1 2020 Portfolio in Review

As of Q1 2020, Caption Management held 1,254 positions worth $1.77B, down 41% from $2.98B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Caption Management's Q1 2020 filing shows 453 new, 136 increased, 157 reduced and 433 closed positions. Its largest new stake was Wayfair: 142,544 shares worth $7.62M. The largest sale was Medicines Co, an estimated $28.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 84% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q1 2020 buy was Wayfair: 142,544 shares worth $7.62M.
  • Caption Management added most to GE Aerospace in Q1 2020, an estimated $8.43M increase.
  • Caption Management's biggest Q1 2020 reduction was uniQure, cutting an estimated $10.5M.
  • Caption Management fully exited Medicines Co in Q1 2020, selling an estimated $28.3M.
  • Caption Management's ten largest holdings make up 12% of its $1.77B portfolio in Q1 2020.
  • Caption Management opened 453 new positions and closed 433 in Q1 2020.
  • Caption Management's portfolio value fell 41% quarter-over-quarter to $1.77B.

Based on Caption Management's 13F filing for Q1 2020, filed 15 May 2020.