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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM icon
726
Antero Midstream
AM
$10.4B
$189K 0.01%
+25,000
New +$158K
GLD icon
727
SPDR Gold Trust
GLD
$131B
$183K 0.01%
+1,280
New +$179K
SPPI
728
PUT
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$182K 0.01%
50,000
– –
INSM icon
729
CALL
Insmed
INSM
$21.4B
$181K 0.01%
7,600
-27,400
-78% -$557K
TAST
730
PUT
DELISTED
Carrols Restaurant Group, Inc.
TAST
$179K 0.01%
+25,500
New +$186K
TEN
731
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$179K 0.01%
13,600
– –
MRNS
732
PUT
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$175K 0.01%
20,350
– –
TXMD icon
733
CALL
TherapeuticsMD
TXMD
$23.5M
$170K 0.01%
+1,400
New +$201K
AIMT
734
DELISTED
Aimmune Therapeutics
AIMT
$167K 0.01%
+5,000
New +$140K
NVTA
735
DELISTED
Invitae Corporation
NVTA
$159K 0.01%
9,800
-15,404
-61% -$272K
MGNI icon
736
Magnite
MGNI
$2.76B
$157K 0.01%
+19,238
New +$158K
DB icon
737
CALL
Deutsche Bank
DB
$69B
$156K 0.01%
20,000
– –
XRX icon
738
Xerox
XRX
$387M
$156K 0.01%
4,250
– –
GTX icon
739
Garrett Motion
GTX
$5.81B
$150K 0.01%
15,000
– –
TAST
740
DELISTED
Carrols Restaurant Group, Inc.
TAST
$141K ﹤0.01%
20,000
-4,500
-18% -$32.9K
WPX
741
CALL
DELISTED
WPX Energy, Inc.
WPX
$137K ﹤0.01%
10,000
-90,000
-90% -$960K
JWN
742
DELISTED
Nordstrom
JWN
$131K ﹤0.01%
3,200
-20,000
-86% -$740K
ABEO icon
743
Abeona Therapeutics
ABEO
$366M
$130K ﹤0.01%
1,600
– –
OCUL icon
744
Ocular Therapeutix
OCUL
$1.79B
$130K ﹤0.01%
32,800
-7,200
-18% -$25K
TLPH icon
745
CALL
Talphera
TLPH
$66.4M
$126K ﹤0.01%
3,000
– –
SGMO
746
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$125K ﹤0.01%
+15,000
New +$138K
WBD icon
747
Warner Bros
WBD
$65.9B
$122K ﹤0.01%
3,700
-25,160
-87% -$758K
MRNS
748
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$121K ﹤0.01%
14,000
+5,000
+56% +$28.1K
ENLC
749
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$120K ﹤0.01%
+19,600
New +$119K
DPLO
750
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$120K ﹤0.01%
30,000
-60,000
-67% -$282K
28 29
30
31 32

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.