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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM icon
726
Antero Midstream
AM
$10.1B
$189K 0.01%
+25,000
New +$158K
GLD icon
727
SPDR Gold Trust
GLD
$147B
$183K 0.01%
+1,280
New +$179K
SPPI
728
PUT
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$182K 0.01%
50,000
– –
INSM icon
729
CALL
Insmed
INSM
$27.1B
$181K 0.01%
7,600
-27,400
-78% -$557K
TAST
730
PUT
DELISTED
Carrols Restaurant Group, Inc.
TAST
$179K 0.01%
+25,500
New +$186K
TEN
731
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$179K 0.01%
13,600
– –
MRNS
732
PUT
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$175K 0.01%
20,350
– –
TXMD icon
733
CALL
TherapeuticsMD
TXMD
$25.2M
$170K 0.01%
+1,400
New +$201K
AIMT
734
DELISTED
Aimmune Therapeutics
AIMT
$167K 0.01%
+5,000
New +$140K
NVTA
735
DELISTED
Invitae Corporation
NVTA
$159K 0.01%
9,800
-15,404
-61% -$272K
MGNI icon
736
Magnite
MGNI
$3.68B
$157K 0.01%
+19,238
New +$158K
DB icon
737
CALL
Deutsche Bank
DB
$73.4B
$156K 0.01%
20,000
– –
XRX icon
738
Xerox
XRX
$475M
$156K 0.01%
4,250
– –
GTX icon
739
Garrett Motion
GTX
$4.9B
$150K 0.01%
15,000
– –
TAST
740
DELISTED
Carrols Restaurant Group, Inc.
TAST
$141K ﹤0.01%
20,000
-4,500
-18% -$32.9K
WPX
741
CALL
DELISTED
WPX Energy, Inc.
WPX
$137K ﹤0.01%
10,000
-90,000
-90% -$960K
JWN
742
DELISTED
Nordstrom
JWN
$131K ﹤0.01%
3,200
-20,000
-86% -$740K
ABEO icon
743
Abeona Therapeutics
ABEO
$320M
$130K ﹤0.01%
1,600
– –
OCUL icon
744
Ocular Therapeutix
OCUL
$2.23B
$130K ﹤0.01%
32,800
-7,200
-18% -$25K
TLPH icon
745
CALL
Talphera
TLPH
$60.7M
$126K ﹤0.01%
3,000
– –
SGMO
746
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$125K ﹤0.01%
+15,000
New +$138K
WBD icon
747
Warner Bros
WBD
$70.8B
$122K ﹤0.01%
3,700
-25,160
-87% -$758K
MRNS
748
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$121K ﹤0.01%
14,000
+5,000
+56% +$28.1K
ENLC
749
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$120K ﹤0.01%
+19,600
New +$119K
DPLO
750
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$120K ﹤0.01%
30,000
-60,000
-67% -$282K
28 29
30
31 32

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BPA
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BG
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.