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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Restaurant Brands International
QSR
$25.3B
| $1.14M | 0.02% |
+17,700
| New | +$1.09M |
|
702
CALL
Magnachip Semiconductor
MX
$127M
| $1.14M | 0.02% |
121,900
+36,900
| +43% | +$357K |
|
703
PUT
DraftKings
DKNG
$11.7B
| $1.14M | 0.02% |
+100,000
| New | +$1.39M |
|
|
MDC
704
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
| $1.13M | 0.02% |
+35,900
| New | +$1.11M |
|
705
PUT
Ionis Pharmaceuticals
IONS
$9.06B
| $1.13M | 0.02% |
30,000
| – | – |
|
706
CALL
Huntington Bancshares
HBAN
$35.1B
| $1.13M | 0.02% |
80,000
| – | – |
|
|
DICE
707
PUT
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
| $1.12M | 0.02% |
+36,000
| New | +$1.17M |
|
708
CALL
JD.com
JD
$44.6B
| $1.12M | 0.02% |
20,000
-76,000
| -79% | -$3.82M |
|
709
CALL
Aspen Aerogels
ASPN
$392M
| $1.12M | 0.02% |
+95,000
| New | +$1.09M |
|
|
710
PUT
Aspen Aerogels
ASPN
$392M
| $1.12M | 0.02% |
+95,000
| New | +$1.09M |
|
711
Edwards Lifesciences
EW
$51.1B
| $1.12M | 0.02% |
+15,000
| New | +$1.16M |
|
712
CALL
Dropbox
DBX
$7.71B
| $1.12M | 0.02% |
50,000
| – | – |
|
713
PUT
Lucid Motors
LCID
$3B
| $1.12M | 0.02% |
16,350
-17,650
| -52% | -$1.94M |
|
714
PUT
SiriusXM
SIRI
$10.2B
| $1.11M | 0.02% |
19,080
-50,000
| -72% | -$3.07M |
|
|
IAA
715
DELISTED
IAA, Inc. Common Stock
IAA
| $1.11M | 0.02% |
+27,809
| New | +$1.05M |
|
|
LPRO
716
CALL
DELISTED
Open Lending Corp
LPRO
| $1.11M | 0.02% |
164,500
-95,500
| -37% | -$672K |
|
|
LKFT
717
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.75B
| $1.11M | 0.02% |
+25,000
| New | +$1.05M |
|
718
CALL
Melco Resorts & Entertainment
MLCO
$2.17B
| $1.1M | 0.02% |
96,000
-28,000
| -23% | -$227K |
|
719
Thermo Fisher Scientific
TMO
$213B
| $1.1M | 0.02% |
+2,000
| New | +$1.06M |
|
720
PUT
NVIDIA
NVDA
$5.01T
| $1.1M | 0.02% |
75,000
-410,000
| -85% | -$6.01M |
|
721
Uber
UBER
$146B
| $1.09M | 0.02% |
44,153
+38,449
| +674% | +$1.05M |
|
722
CALL
Guardant Health
GH
$21.3B
| $1.09M | 0.02% |
40,000
-129,700
| -76% | -$5.93M |
|
723
Five Below
FIVE
$12B
| $1.09M | 0.02% |
+6,138
| New | +$965K |
|
|
SPWR
724
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.08M | 0.02% |
+60,000
| New | +$1.23M |
|
725
CALL
Vroom Inc
VRM
$37.2M
| $1.08M | 0.02% |
13,238
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.