CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,061
New
Increased
Reduced
Closed

Top Buys

1
+$52.5M
2
+$25.4M
3
+$13.9M
4
TCOM icon
Trip.com Group
TCOM
+$12.3M
5
UAN icon
CVR Partners
UAN
+$11.6M

Top Sells

1
+$57.5M
2
+$19.2M
3
+$16.5M
4
HIMX
Himax Technologies
HIMX
+$16M
5
AGCO icon
AGCO
AGCO
+$15.3M

Sector Composition

1 Energy 24.26%
2 Consumer Discretionary 15.3%
3 Materials 14.19%
4 Healthcare 12.37%
5 Technology 11.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
– –
-400
702
– –
0
703
– –
0
704
– –
0
705
– –
0
706
– –
-21,600
707
– –
-13,000
708
– –
-5,220
709
– –
0
710
– –
0
711
– –
-28,700
712
– –
0
713
– –
0
714
– –
-16,000
715
– –
0
716
– –
-23,400
717
– –
0
718
– –
-25,692
719
– –
0
720
– –
-160,000
721
– –
-21,622
722
– –
-60,000
723
– –
-40,800
724
– –
0
725
– –
-10,000
27 28
29
30 31