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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNW icon
701
PUT
Genworth Financial
GNW
$3.76B
$614K 0.01%
+162,500
New +$668K
HST icon
702
CALL
Host Hotels & Resorts
HST
$17.2B
$614K 0.01%
42,000
– –
XOM icon
703
ExxonMobil
XOM
$644B
$613K 0.01%
+14,900
New +$559K
HBB icon
704
Hamilton Beach Brands
HBB
$311M
$608K 0.01%
34,700
– –
AMAT icon
705
Applied Materials
AMAT
$403B
$604K 0.01%
7,000
-50,000
-88% -$3.7M
SABR icon
706
Sabre
SABR
$731M
$601K 0.01%
50,000
-73,233
-59% -$677K
DINO icon
707
CALL
HF Sinclair
DINO
$16.3B
$592K 0.01%
+22,900
New +$519K
ARCC icon
708
PUT
Ares Capital
ARCC
$13.5B
$591K 0.01%
35,000
– –
LUV icon
709
Southwest Airlines
LUV
$22B
$590K 0.01%
12,650
– –
EQH icon
710
Equitable Holdings
EQH
$13B
$589K 0.01%
23,000
+7,659
+50% +$179K
SHW icon
711
Sherwin-Williams
SHW
$82.7B
$588K 0.01%
2,400
-600
-20% -$142K
AVYA
712
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$585K 0.01%
30,500
+1,200
+4% +$22.3K
CNH
713
CALL
CNH Industrial
CNH
$12.7B
$579K 0.01%
51,705
– –
EOLS icon
714
Evolus
EOLS
$385M
$577K 0.01%
+171,864
New +$645K
KEY icon
715
PUT
KeyCorp
KEY
$24.2B
$568K 0.01%
34,600
– –
HTT
716
High Templar Tech Ltd
HTT
$379M
$567K 0.01%
411,200
+1,200
+0.3% +$1.64K
MFA
717
MFA Financial
MFA
$926M
$565K 0.01%
36,300
-93,700
-72% -$1.26M
STAY
718
CALL
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$563K 0.01%
38,000
-7,000
-16% -$90.8K
VTRS icon
719
Viatris
VTRS
$20.4B
$562K 0.01%
+29,974
New +$489K
BJ icon
720
BJs Wholesale Club
BJ
$12.5B
$558K 0.01%
15,000
-9,300
-38% -$372K
AOUT icon
721
American Outdoor Brands
AOUT
$155M
$557K 0.01%
+32,703
New +$493K
DXCM icon
722
DexCom
DXCM
$31.5B
$554K 0.01%
6,000
+3,200
+114% +$286K
SRNE
723
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$547K 0.01%
80,000
-235,000
-75% -$1.89M
SGMO
724
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$546K 0.01%
+35,000
New +$410K
CALA
725
DELISTED
Calithera Biosciences, Inc
CALA
$545K 0.01%
+5,550
New +$486K
27 28
29
30 31

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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.