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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKY icon
701
Champion Homes
SKY
$4.62B
$269K 0.01%
+8,500
New +$265K
RICK icon
702
RCI Hospitality Holdings
RICK
$218M
$266K 0.01%
13,000
-17,000
-57% -$328K
HOLX
703
DELISTED
Hologic
HOLX
$262K 0.01%
+5,000
New +$249K
RDI icon
704
Reading International Class A
RDI
$46.5M
$253K 0.01%
+22,581
New +$252K
GEO icon
705
CALL
The GEO Group
GEO
$4.23B
$250K 0.01%
+15,000
New +$228K
IR icon
706
Ingersoll Rand
IR
$28.2B
$246K 0.01%
6,700
-13,300
-67% -$436K
NEPT
707
PUT
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$246K 0.01%
+64
New +$278K
GGAL icon
708
CALL
Galicia Financial Group
GGAL
$6.85B
$239K 0.01%
14,700
– –
VRS
709
DELISTED
Verso Corporation
VRS
$232K 0.01%
+12,900
New +$207K
OGI
710
Organigram Holdings
OGI
$154M
$230K 0.01%
23,443
+8,443
+56% +$99.7K
VNDA icon
711
Vanda Pharmaceuticals
VNDA
$309M
$230K 0.01%
+14,000
New +$212K
TELL
712
DELISTED
Tellurian Inc.
TELL
$218K 0.01%
30,000
– –
SIOX
713
CALL
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$218K 0.01%
42,500
+7,700
+22% +$42.7K
SIOX
714
PUT
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$218K 0.01%
42,500
+7,700
+22% +$42.7K
ACB
715
CALL
Aurora Cannabis
ACB
$244M
$216K 0.01%
833
– –
PLAN
716
PUT
DELISTED
Anaplan, Inc.
PLAN
$215K 0.01%
4,100
– –
RAVE icon
717
RAVE Restaurant Group
RAVE
$41.4M
$207K 0.01%
125,000
+45,000
+56% +$98.1K
FDX icon
718
FedEx
FDX
$72.4B
$206K 0.01%
+1,360
New +$210K
PBF icon
719
PBF Energy
PBF
$9.15B
$201K 0.01%
6,400
-23,600
-79% -$726K
GEO icon
720
PUT
The GEO Group
GEO
$4.23B
$199K 0.01%
+12,000
New +$182K
VNTR
721
DELISTED
Venator Materials PLC
VNTR
$199K 0.01%
+52,200
New +$170K
AMRS
722
CALL
DELISTED
Amyris Inc.
AMRS
$198K 0.01%
64,000
– –
ASUR icon
723
Asure Software
ASUR
$245M
$195K 0.01%
+23,779
New +$198K
AKCA
724
DELISTED
Akcea Therapeutics Inc
AKCA
$195K 0.01%
+11,502
New +$214K
ESTC icon
725
Elastic
ESTC
$9.34B
$194K 0.01%
+3,000
New +$220K
27 28
29
30 31

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.