CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$593M
AUM Growth
+$24.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,008
New
Increased
Reduced
Closed

Top Buys

1
+$17.9M
2
+$16.2M
3
+$13.9M
4
RXDX
Prometheus Biosciences, Inc. Common Stock
RXDX
+$8.93M
5
ONC
BeOne Medicines Ltd
ONC
+$8.91M

Top Sells

1
+$44.9M
2
+$26M
3
+$12.1M
4
EQT icon
EQT Corp
EQT
+$10.1M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

1 Healthcare 27.52%
2 Energy 13.62%
3 Technology 12.41%
4 Consumer Discretionary 9.73%
5 Materials 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
676
– –
0
677
– –
0
678
– –
0
679
– –
0
680
– –
0
681
– –
0
682
– –
-42,500
683
– –
-23,100
684
– –
0
685
– –
0
686
– –
0
687
– –
0
688
– –
0
689
– –
0
690
– –
-1,300
691
– –
0
692
– –
-14,500
693
– –
0
694
– –
-23,000
695
– –
0
696
– –
0
697
– –
0
698
– –
0
699
– –
0
700
– –
0
26 27
28
29 30