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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
PUT
Tencent Music
TME
$15.6B
| $1.24M | 0.02% |
150,000
| – | – |
|
677
PUT
Allot
ALLT
$386M
| $1.24M | 0.02% |
+360,000
| New | +$1.35M |
|
678
CALL
Plug Power
PLUG
$2.9B
| $1.24M | 0.02% |
100,000
-180,000
| -64% | -$2.87M |
|
679
PUT
Royal Caribbean
RCL
$86.7B
| $1.24M | 0.02% |
25,000
-36,000
| -59% | -$1.89M |
|
|
PMT
680
CALL
PennyMac Mortgage Investment
PMT
$823M
| $1.23M | 0.02% |
+98,900
| New | +$1.34M |
|
681
CALL
Omnicom Group
OMC
$21.7B
| $1.22M | 0.02% |
+15,000
| New | +$1.11M |
|
|
682
PUT
Omnicom Group
OMC
$21.7B
| $1.22M | 0.02% |
+15,000
| New | +$1.11M |
|
683
CALL
Beam Global
BEEM
$24.2M
| $1.22M | 0.02% |
+70,000
| New | +$1.05M |
|
|
FOLD
684
CALL
DELISTED
Amicus Therapeutics
FOLD
| $1.22M | 0.02% |
+100,000
| New | +$1.13M |
|
|
FOLD
685
PUT
DELISTED
Amicus Therapeutics
FOLD
| $1.22M | 0.02% |
+100,000
| New | +$1.13M |
|
686
Spectrum Brands
SPB
$2.04B
| $1.22M | 0.02% |
20,000
+17,000
| +567% | +$857K |
|
687
Las Vegas Sands
LVS
$30.6B
| $1.21M | 0.02% |
25,130
-20,570
| -45% | -$873K |
|
688
Affirm
AFRM
$25.3B
| $1.2M | 0.02% |
124,500
+106,500
| +592% | +$1.6M |
|
|
AGEN
689
CALL
Agenus
AGEN
$326M
| $1.2M | 0.02% |
+25,475
| New | +$1.3M |
|
690
CALL
Orion
OEC
$385M
| $1.19M | 0.02% |
+67,000
| New | +$1.13M |
|
|
SRG
691
PUT
Seritage Growth Properties
SRG
$137M
| $1.18M | 0.02% |
100,000
-170,000
| -63% | -$1.88M |
|
692
Advance Auto Parts
AAP
$3.36B
| $1.18M | 0.02% |
+8,000
| New | +$1.3M |
|
|
SPLK
693
DELISTED
Splunk Inc
SPLK
| $1.18M | 0.02% |
13,659
-8,741
| -39% | -$706K |
|
|
ATVI
694
DELISTED
Activision Blizzard
ATVI
| $1.16M | 0.02% |
15,166
+14,366
| +1,796% | +$1.07M |
|
695
Wheaton Precious Metals
WPM
$50.8B
| $1.16M | 0.02% |
29,700
+29,227
| +6,179% | +$1.06M |
|
696
CALL
Energy Recovery
ERII
$459M
| $1.16M | 0.02% |
+56,600
| New | +$1.24M |
|
697
CALL
Schrodinger
SDGR
$1.14B
| $1.16M | 0.02% |
62,000
+12,000
| +24% | +$249K |
|
698
PUT
Exelixis
EXEL
$13.8B
| $1.15M | 0.02% |
72,000
-33,000
| -31% | -$538K |
|
699
PUT
PubMatic
PUBM
$602M
| $1.15M | 0.02% |
+90,000
| New | +$1.41M |
|
700
CALL
Delta Air Lines
DAL
$60.2B
| $1.15M | 0.02% |
35,000
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.