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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
676
PUT
iQIYI
IQ
$1.23B
$698K 0.02%
39,900
– –
BFX
677
CALL
DELISTED
BowFlex Inc.
BFX
$698K 0.02%
+38,500
New +$801K
INCY icon
678
Incyte
INCY
$24.2B
$695K 0.02%
+8,000
New +$692K
BLUE
679
DELISTED
bluebird bio
BLUE
$692K 0.02%
+1,235
New +$783K
LGND icon
680
Ligand Pharmaceuticals
LGND
$5.76B
$687K 0.02%
+11,061
New +$631K
IAG icon
681
PUT
IAMGOLD
IAG
$8.2B
$677K 0.02%
+184,500
New +$677K
CYTK icon
682
CALL
Cytokinetics
CYTK
$10.5B
$675K 0.02%
32,500
-409,000
-93% -$7.47M
ZYXI
683
CALL
DELISTED
Zynex
ZYXI
$674K 0.02%
+55,000
New +$716K
EPZM
684
PUT
DELISTED
Epizyme, Inc
EPZM
$670K 0.02%
+61,700
New +$761K
IMMR icon
685
Immersion
IMMR
$251M
$665K 0.02%
+59,000
New +$468K
PLLL
686
CALL
DELISTED
Piedmont Lithium Limited American Depositary Receipts
PLLL
$665K 0.02%
+25,000
New +$665K
DRNA
687
CALL
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$661K 0.02%
30,000
+20,000
+200% +$441K
DRNA
688
PUT
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$661K 0.02%
30,000
+20,000
+200% +$441K
RUBY
689
CALL
DELISTED
Rubius Therapeutics, Inc
RUBY
$652K 0.01%
+86,000
New +$511K
COWN
690
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
$651K 0.01%
25,000
-25,000
-50% -$564K
PCRX icon
691
Pacira BioSciences
PCRX
$1.04B
$648K 0.01%
10,833
+833
+8% +$48.8K
DBVT
692
DBV Technologies
DBVT
$799M
$631K 0.01%
+24,083
New +$533K
WIX icon
693
WIX.com
WIX
$2.3B
$625K 0.01%
2,500
-800
-24% -$211K
VUZI icon
694
CALL
Vuzix
VUZI
$194M
$623K 0.01%
+68,500
New +$342K
ALLT icon
695
Allot
ALLT
$372M
$622K 0.01%
+59,145
New +$600K
INVA icon
696
PUT
Innoviva
INVA
$1.55B
$621K 0.01%
+50,000
New +$539K
LI icon
697
Li Auto
LI
$13.4B
$617K 0.01%
+21,400
New +$587K
ICPT
698
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$617K 0.01%
25,000
– –
SAFE
699
CALL
Safehold
SAFE
$1.16B
$615K 0.01%
+8,505
New +$554K
LL
700
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$615K 0.01%
20,000
– –
26 27
28
29 30

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VMPIC
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BCIM
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BBA
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.