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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLK
676
DELISTED
Allakos
ALLK
$353K 0.01%
3,700
-31,900
-90% -$2.8M
EAF icon
677
GrafTech
EAF
$209M
$353K 0.01%
+3,037
New +$382K
SHW icon
678
Sherwin-Williams
SHW
$77.9B
$350K 0.01%
+1,800
New +$343K
AVEO
679
CALL
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$346K 0.01%
55,540
-19,280
-26% -$142K
PBPB
680
CALL
DELISTED
Potbelly
PBPB
$338K 0.01%
80,000
-230,000
-74% -$1M
GREK
681
Global X MSCI Greece ETF
GREK
$343M
$335K 0.01%
+11,000
New +$320K
ZNGA
682
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$334K 0.01%
+54,400
New +$336K
BGS icon
683
B&G Foods
BGS
$247M
$329K 0.01%
18,300
+800
+5% +$13.5K
MGNX icon
684
MacroGenics
MGNX
$263M
$327K 0.01%
30,000
-50,000
-63% -$495K
SAND
685
PUT
DELISTED
Sandstorm Gold
SAND
$316K 0.01%
+42,500
New +$277K
PBF icon
686
CALL
PBF Energy
PBF
$9.15B
$314K 0.01%
10,000
-65,200
-87% -$2.01M
OI icon
687
CALL
O-I Glass
OI
$953M
$298K 0.01%
25,000
+2,500
+11% +$24.9K
I
688
DELISTED
INTELSAT S. A.
I
$294K 0.01%
41,806
+1,706
+4% +$26.8K
SCHL icon
689
Scholastic
SCHL
$653M
$292K 0.01%
7,600
+1,000
+15% +$37.7K
LUMN icon
690
Lumen
LUMN
$6.68B
$289K 0.01%
+21,870
New +$293K
WVE icon
691
Wave Life Sciences
WVE
$875M
$289K 0.01%
36,000
-44,000
-55% -$1.08M
WVE icon
692
PUT
Wave Life Sciences
WVE
$875M
$289K 0.01%
36,000
+16,000
+80% +$392K
ADVM
693
CALL
DELISTED
Adverum Biotechnologies
ADVM
$288K 0.01%
2,500
-3,250
-57% -$286K
CORT icon
694
Corcept Therapeutics
CORT
$12.4B
$288K 0.01%
+23,900
New +$333K
SIRI icon
695
SiriusXM
SIRI
$9.35B
$286K 0.01%
4,000
– –
KBR icon
696
KBR
KBR
$4.63B
$281K 0.01%
+9,200
New +$259K
JBLU icon
697
JetBlue
JBLU
$1.68B
$280K 0.01%
+15,000
New +$279K
ADNT icon
698
Adient
ADNT
$1.42B
$274K 0.01%
12,900
-6,500
-34% -$144K
QGEN icon
699
Qiagen
QGEN
$9.16B
$274K 0.01%
+7,639
New +$284K
OPTU
700
Optimum Communications Inc
OPTU
$397M
$273K 0.01%
10,000
-1,500
-13% -$41.4K
26 27
28
29 30

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BPA
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.