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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRT icon
651
CALL
Vertiv
VRT
$101B
$1.37M 0.02%
+100,000
New +$1.33M
RF icon
652
PUT
Regions Financial
RF
$26.9B
$1.36M 0.02%
+63,300
New +$1.37M
VALE icon
653
Vale
VALE
$62B
$1.36M 0.02%
80,000
+50,000
+167% +$752K
EBAY icon
654
eBay
EBAY
$47.6B
$1.35M 0.02%
32,674
+23,475
+255% +$972K
DLR icon
655
CALL
Digital Realty Trust
DLR
$70.7B
$1.35M 0.02%
+13,500
New +$1.38M
GH icon
656
Guardant Health
GH
$21.3B
$1.34M 0.02%
49,345
+35,651
+260% +$1.63M
CINC
657
DELISTED
CinCor Pharma, Inc. Common Stock
CINC
$1.34M 0.02%
+109,000
New +$2.6M
TGH
658
CALL
DELISTED
Textainer Group Holdings limited
TGH
$1.33M 0.02%
43,000
-29,000
-40% -$860K
GSAT icon
659
PUT
Globalstar
GSAT
$10.8B
$1.33M 0.02%
66,667
– –
BKR icon
660
Baker Hughes
BKR
$60.4B
$1.33M 0.02%
45,000
-41,900
-48% -$1.16M
CLNE icon
661
Clean Energy Fuels
CLNE
$410M
$1.32M 0.02%
254,088
– –
BTU icon
662
CALL
Peabody Energy
BTU
$2.65B
$1.32M 0.02%
50,000
-40,000
-44% -$1.1M
MT icon
663
CALL
ArcelorMittal
MT
$54.2B
$1.31M 0.02%
50,000
– –
COOP
664
CALL
DELISTED
Mr. Cooper
COOP
$1.3M 0.02%
32,500
– –
CNR
665
CALL
Core Natural Resources Inc
CNR
$4.05B
$1.3M 0.02%
+20,000
New +$1.35M
BFH icon
666
PUT
Bread Financial
BFH
$4.48B
$1.3M 0.02%
34,500
– –
JETS icon
667
CALL
US Global Jets ETF
JETS
$804M
$1.28M 0.02%
75,000
– –
DISH
668
DELISTED
DISH Network Corp.
DISH
$1.28M 0.02%
90,900
-43,069
-32% -$636K
WPC icon
669
PUT
W.P. Carey
WPC
$16.6B
$1.27M 0.02%
+16,540
New +$1.24M
TWO
670
CALL
Two Harbors Investment
TWO
$1.27B
$1.26M 0.02%
80,000
+35,975
+82% +$541K
VRT icon
671
Vertiv
VRT
$101B
$1.26M 0.02%
+92,000
New +$1.23M
IRM icon
672
Iron Mountain
IRM
$36.9B
$1.26M 0.02%
25,180
-3,500
-12% -$177K
RIG icon
673
PUT
Transocean
RIG
$5.7B
$1.25M 0.02%
275,000
+100,000
+57% +$386K
INVZ icon
674
Innoviz Technologies
INVZ
$90.8M
$1.25M 0.02%
317,652
+237,652
+297% +$1.13M
PGNY icon
675
CALL
Progyny
PGNY
$2.47B
$1.25M 0.02%
+40,000
New +$1.45M
25 26
27
28 29

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.