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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLNG icon
651
Golar LNG
GLNG
$5.28B
$441K 0.01%
31,000
-21,000
-40% -$285K
TME icon
652
Tencent Music
TME
$12.7B
$440K 0.01%
+37,500
New +$482K
NBR icon
653
Nabors Industries
NBR
$1.3B
$435K 0.01%
+3,020
New +$318K
ACAD icon
654
CALL
Acadia Pharmaceuticals
ACAD
$4.7B
$428K 0.01%
10,000
– –
SGMO
655
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$418K 0.01%
50,000
+15,000
+43% +$138K
ASUR icon
656
CALL
Asure Software
ASUR
$237M
$410K 0.01%
+50,000
New +$417K
ASUR icon
657
PUT
Asure Software
ASUR
$237M
$410K 0.01%
+50,000
New +$417K
SONO icon
658
Sonos
SONO
$1.83B
$410K 0.01%
+26,300
New +$366K
VYX icon
659
CALL
NCR Voyix
VYX
$949M
$404K 0.01%
18,745
– –
VKTX icon
660
CALL
Viking Therapeutics
VKTX
$3.43B
$402K 0.01%
50,000
-175,000
-78% -$1.28M
WVE icon
661
CALL
Wave Life Sciences
WVE
$859M
$400K 0.01%
+50,000
New +$1.23M
INFN
662
DELISTED
Infinera Corporation Common Stock
INFN
$400K 0.01%
50,400
+10,400
+26% +$63.9K
ELAN icon
663
Elanco Animal Health
ELAN
$11.4B
$398K 0.01%
13,500
-136,500
-91% -$3.71M
INCY icon
664
Incyte
INCY
$25.9B
$392K 0.01%
4,500
-4,100
-48% -$350K
EPD icon
665
Enterprise Products Partners
EPD
$84B
$383K 0.01%
13,600
– –
DLPH
666
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$383K 0.01%
+29,900
New +$387K
AM icon
667
PUT
Antero Midstream
AM
$10.1B
$380K 0.01%
+50,000
New +$316K
INOV
668
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$377K 0.01%
+20,000
New +$335K
TA
669
DELISTED
TravelCenters of America LLC
TA
$372K 0.01%
+21,717
New +$246K
LUMN icon
670
CALL
Lumen
LUMN
$6.66B
$369K 0.01%
+28,000
New +$375K
PI icon
671
Impinj
PI
$5.58B
$367K 0.01%
14,200
+12,000
+545% +$373K
RRC icon
672
Range Resources
RRC
$9.13B
$364K 0.01%
+75,000
New +$303K
HZNP
673
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$363K 0.01%
10,000
– –
TNDM icon
674
Tandem Diabetes Care
TNDM
$1.18B
$358K 0.01%
+6,000
New +$370K
FND icon
675
Floor & Decor
FND
$5B
$355K 0.01%
+7,000
New +$328K
25 26
27
28 29

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LCIP
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BPA
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BG
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.