CM

Caption Management Portfolio holdings

AUM $1.09B
1-Year Est. Return 4.13%
This Quarter Est. Return
1 Year Est. Return
+4.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.19B
AUM Growth
-$233M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,199
New
Increased
Reduced
Closed

Top Buys

1
+$394M
2
+$209M
3
+$61.7M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$23.1M
5
DELL icon
Dell
DELL
+$22.8M

Top Sells

1
+$185M
2
+$182M
3
+$113M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$60.1M
5
AAPL icon
Apple
AAPL
+$50.1M

Sector Composition

1 Technology 41.52%
2 Consumer Discretionary 22.5%
3 Communication Services 11.92%
4 Healthcare 7.19%
5 Financials 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
626
Somnigroup International
SGI
$16.5B
– –
-76,296
BERY
627
DELISTED
Berry Global Group, Inc.
BERY
– –
-250
MKFG
628
DELISTED
Markforged Holding Corporation
MKFG
– –
0
ATSG
629
DELISTED
Air Transport Services Group
ATSG
– –
-14,592
ACCD
630
DELISTED
Accolade Inc
ACCD
– –
-26,282
NVRO
631
DELISTED
NEVRO CORP.
NVRO
– –
-397,816
ITCI
632
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
0
EDR
633
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-219,195
ALTM
634
DELISTED
Arcadium Lithium plc
ALTM
– –
0
MTTR
635
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-9,500
SAVE
636
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
VTNR
637
DELISTED
Vertex Energy, Inc
VTNR
– –
0
GOEV
638
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
PM icon
639
Philip Morris
PM
$231B
– –
0
PMT
640
PennyMac Mortgage Investment
PMT
$1.06B
– –
0
PAA icon
641
Plains All American Pipeline
PAA
$11.4B
– –
0
PAGP icon
642
Plains GP Holdings
PAGP
$3.4B
– –
0
PAR icon
643
PAR Technology
PAR
$1.37B
– –
-139,601
SANA icon
644
Sana Biotechnology
SANA
$1.08B
– –
0
SAND
645
DELISTED
Sandstorm Gold
SAND
– –
0
INFN
646
DELISTED
Infinera Corporation Common Stock
INFN
– –
0
NARI
647
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-25,000
SILV
648
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-22,600
ROIC
649
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-18,945
RVNC
650
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-38,290
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