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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAC
626
PUT
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1.7M 0.03%
+100,000
New +$1.89M
MASI
627
PUT
DELISTED
Masimo
MASI
$1.7M 0.03%
+19,400
New +$2.26M
IRBT
628
DELISTED
iRobot
IRBT
$1.69M 0.03%
+44,696
New +$1.79M
KRTX
629
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$1.69M 0.03%
10,000
-144,500
-94% -$27.2M
VERV
630
CALL
DELISTED
Verve Therapeutics
VERV
$1.69M 0.03%
127,500
+105,000
+467% +$1.69M
NOVA
631
PUT
DELISTED
Sunnova Energy
NOVA
$1.68M 0.03%
+160,000
New +$2.5M
LCID icon
632
PUT
Lucid Motors
LCID
$2.88B
$1.67M 0.03%
29,850
– –
NTNX icon
633
Nutanix
NTNX
$16B
$1.66M 0.03%
47,512
+7,512
+19% +$236K
AGNC icon
634
PUT
AGNC Investment
AGNC
$12.4B
$1.65M 0.03%
175,000
– –
AMLX icon
635
Amylyx Pharmaceuticals
AMLX
$2.26B
$1.63M 0.03%
89,256
+52,256
+141% +$1.1M
VRNA
636
PUT
DELISTED
Verona Pharma
VRNA
$1.63M 0.03%
+100,000
New +$1.93M
BG icon
637
CALL
Bunge Global
BG
$20.4B
$1.62M 0.03%
15,000
– –
BBWI icon
638
Bath & Body Works
BBWI
$4.06B
$1.61M 0.02%
47,570
-1,730
-4% -$62.8K
RMBS icon
639
Rambus
RMBS
$9.87B
$1.6M 0.02%
28,701
-1,638
-5% -$92.9K
NLY icon
640
PUT
Annaly Capital Management
NLY
$17.1B
$1.59M 0.02%
+84,300
New +$1.68M
CCL icon
641
Carnival Corporation Ltd
CCL
$38.1B
$1.57M 0.02%
114,126
-167,274
-59% -$2.77M
KNSA icon
642
PUT
Kiniksa Pharmaceuticals
KNSA
$5.8B
$1.56M 0.02%
90,000
+30,000
+50% +$505K
RMBS icon
643
CALL
Rambus
RMBS
$9.87B
$1.56M 0.02%
28,000
-94,000
-77% -$5.33M
WSC icon
644
CALL
WillScot Mobile Mini Holdings
WSC
$4.39B
$1.56M 0.02%
37,500
– –
LKFT
645
CALL
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
$1.55M 0.02%
45,000
+15,000
+50% +$584K
LKFT
646
PUT
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.78B
$1.55M 0.02%
45,000
+15,000
+50% +$584K
TRIP icon
647
PUT
TripAdvisor
TRIP
$1.65B
$1.55M 0.02%
93,500
– –
BIPC icon
648
CALL
Brookfield Infrastructure
BIPC
$5.2B
$1.54M 0.02%
43,500
-41,500
-49% -$1.71M
RCKT icon
649
Rocket Pharmaceuticals
RCKT
$340M
$1.54M 0.02%
+75,000
New +$1.36M
ARCT icon
650
CALL
Arcturus Therapeutics
ARCT
$164M
$1.53M 0.02%
+60,000
New +$1.85M
24 25
26
27 28

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.