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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
626
CALL
Norfolk Southern
NSC
$72.2B
$2.1M 0.03%
+10,000
New +$2.4M
CNX icon
627
CNX Resources
CNX
$5.05B
$2.1M 0.03%
135,000
– –
PARA
628
PUT
DELISTED
Paramount Global Class B
PARA
$2.1M 0.03%
110,000
– –
LPRO
629
CALL
DELISTED
Open Lending Corp
LPRO
$2.09M 0.03%
+260,000
New +$2.63M
KSS icon
630
CALL
Kohl's
KSS
$1.86B
$2.09M 0.03%
83,000
-815,100
-91% -$23.8M
TGT icon
631
CALL
Target
TGT
$70.5B
$2.08M 0.03%
14,000
-26,000
-65% -$4.16M
CRWD icon
632
PUT
CrowdStrike
CRWD
$249B
$2.06M 0.03%
50,000
-40,000
-44% -$1.83M
MATX icon
633
Matsons
MATX
$7.11B
$2.06M 0.03%
+33,430
New +$2.57M
CCL icon
634
CALL
Carnival Corporation Ltd
CCL
$30.7B
$2.05M 0.03%
292,200
-157,800
-35% -$1.53M
RNG icon
635
RingCentral
RNG
$6.09B
$2.05M 0.03%
+51,322
New +$2.46M
NCLH icon
636
PUT
Norwegian Cruise Line
NCLH
$6.63B
$2.05M 0.03%
180,200
+148,000
+460% +$1.95M
GBT
637
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
$2.04M 0.03%
30,000
-30,000
-50% -$1.65M
DOCN icon
638
CALL
DigitalOcean
DOCN
$14.6B
$2.04M 0.03%
+56,400
New +$2.37M
META icon
639
CALL
Meta Platforms (Facebook)
META
$1.73T
$2.04M 0.03%
+15,000
New +$2.43M
KALV
640
CALL
DELISTED
KalVista Pharmaceuticals
KALV
$2.03M 0.03%
+140,000
New +$1.96M
NOK icon
641
CALL
Nokia
NOK
$56.7B
$2.02M 0.03%
472,800
– –
CCL icon
642
Carnival Corporation Ltd
CCL
$30.7B
$2.01M 0.03%
285,900
-7,500
-3% -$72.6K
CP icon
643
CALL
Canadian Pacific Kansas City
CP
$78.1B
$2M 0.03%
30,000
– –
CP icon
644
PUT
Canadian Pacific Kansas City
CP
$78.1B
$2M 0.03%
30,000
– –
RFP
645
PUT
DELISTED
Resolute Forest Products Inc.
RFP
$2M 0.03%
+100,000
New +$2.01M
INCY icon
646
CALL
Incyte
INCY
$25B
$2M 0.03%
+30,000
New +$2.22M
INCY icon
647
PUT
Incyte
INCY
$25B
$2M 0.03%
+30,000
New +$2.22M
KZR
648
CALL
DELISTED
Kezar Life Sciences
KZR
$1.99M 0.03%
23,080
-37,070
-62% -$3.6M
SIX
649
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
$1.98M 0.03%
+112,000
New +$2.53M
NGM
650
CALL
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$1.96M 0.03%
+150,000
New +$2.27M
24 25
26
27 28

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.