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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
626
PUT
Liberty Global Class C
LBTYK
$3.32B
$502K 0.02%
23,000
-177,000
-89% -$3.98M
LNW
627
DELISTED
Light & Wonder
LNW
$501K 0.02%
18,700
-81,300
-81% -$2.09M
AYX
628
DELISTED
Alteryx Inc
AYX
$500K 0.02%
5,000
-5,000
-50% -$508K
SMAR
629
DELISTED
Smartsheet Inc.
SMAR
$494K 0.02%
+11,000
New +$455K
CARS icon
630
Cars.com
CARS
$602M
$489K 0.02%
+40,000
New +$467K
AXDX
631
DELISTED
Accelerate Diagnostics
AXDX
$487K 0.02%
2,880
-4,120
-59% -$680K
ALLO icon
632
Allogene Therapeutics
ALLO
$587M
$480K 0.02%
+18,455
New +$508K
CTRA
633
DELISTED
Coterra Energy
CTRA
$479K 0.02%
27,500
+22,300
+429% +$387K
GOGO icon
634
CALL
Gogo Inc
GOGO
$328M
$479K 0.02%
+75,000
New +$437K
MPAA icon
635
CALL
Motorcar Parts of America
MPAA
$200M
$471K 0.02%
+21,400
New +$414K
GOSS icon
636
PUT
Gossamer Bio
GOSS
$75.8M
$469K 0.02%
375
-163
-30% -$263K
ENDP
637
PUT
DELISTED
Endo International plc
ENDP
$469K 0.02%
+100,000
New +$446K
EAF icon
638
PUT
GrafTech
EAF
$196M
$466K 0.02%
+4,000
New +$503K
IRWD icon
639
PUT
Ironwood Pharmaceuticals
IRWD
$704M
$466K 0.02%
35,000
– –
SIOX
640
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$463K 0.02%
90,308
-42,692
-32% -$237K
ABMD
641
DELISTED
Abiomed Inc
ABMD
$461K 0.02%
2,700
-2,600
-49% -$482K
EGLE
642
CALL
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$460K 0.02%
14,286
– –
SCTL
643
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$458K 0.02%
+25,000
New +$359K
AMAG
644
CALL
DELISTED
AMAG Pharmaceuticals
AMAG
$456K 0.02%
37,500
– –
WWE
645
DELISTED
World Wrestling Entertainment
WWE
$454K 0.02%
+7,000
New +$443K
MBUU icon
646
Malibu Boats
MBUU
$458M
$452K 0.02%
+11,000
New +$398K
ATNX
647
DELISTED
Athenex, Inc. Common Stock
ATNX
$452K 0.02%
1,480
-575
-28% -$152K
JE
648
DELISTED
Just Energy Group Inc
JE
$452K 0.02%
8,145
+2,181
+37% +$157K
ABT icon
649
Abbott
ABT
$177B
$451K 0.02%
+5,200
New +$436K
MAT icon
650
Mattel
MAT
$3.8B
$444K 0.01%
32,800
-50,700
-61% -$601K
24 25
26
27 28

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LCIP
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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.