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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S icon
601
CALL
SentinelOne
S
$6.53B
$1.84M 0.03%
109,000
-26,000
-19% -$411K
OXY icon
602
Occidental Petroleum
OXY
$56.8B
$1.83M 0.03%
+28,200
New +$1.77M
ALKS icon
603
Alkermes
ALKS
$8.22B
$1.83M 0.03%
+65,214
New +$1.91M
SPOT icon
604
Spotify
SPOT
$103B
$1.82M 0.03%
11,800
– –
ALKT icon
605
CALL
Alkami Technology
ALKT
$1.94B
$1.82M 0.03%
100,000
– –
HZO icon
606
CALL
MarineMax
HZO
$759M
$1.81M 0.03%
55,000
-80,000
-59% -$2.78M
ENPH icon
607
PUT
Enphase Energy
ENPH
$4.96B
$1.8M 0.03%
+15,000
New +$2.14M
MOO icon
608
VanEck Agribusiness ETF
MOO
$972M
$1.8M 0.03%
22,871
-48,429
-68% -$4.04M
APO icon
609
CALL
Apollo Global Management
APO
$72.4B
$1.8M 0.03%
20,000
– –
IRON icon
610
CALL
Disc Medicine
IRON
$2.96B
$1.79M 0.03%
+38,200
New +$1.91M
ETNB
611
DELISTED
89bio
ETNB
$1.79M 0.03%
+116,000
New +$1.95M
LI icon
612
CALL
Li Auto
LI
$13.4B
$1.78M 0.03%
50,000
-100,000
-67% -$3.94M
AHCO icon
613
CALL
AdaptHealth
AHCO
$1.47B
$1.78M 0.03%
195,400
+166,900
+586% +$2M
IOVA icon
614
Iovance Biotherapeutics
IOVA
$1.82B
$1.77M 0.03%
390,000
+382,200
+4,900% +$2.5M
EDR
615
DELISTED
Endeavor Group Holdings, Inc.
EDR
$1.77M 0.03%
+88,955
New +$2.04M
GRAB icon
616
CALL
Grab
GRAB
$14.3B
$1.77M 0.03%
500,000
-200,000
-29% -$714K
AHCO icon
617
PUT
AdaptHealth
AHCO
$1.47B
$1.77M 0.03%
+194,400
New +$2.33M
NEXN
618
PUT
Nexxen International
NEXN
$573M
$1.76M 0.03%
+500,000
New +$2.77M
NU icon
619
PUT
Nu Holdings
NU
$69.2B
$1.74M 0.03%
240,000
+80,000
+50% +$598K
INCY icon
620
CALL
Incyte
INCY
$24.2B
$1.73M 0.03%
+30,000
New +$1.89M
INCY icon
621
PUT
Incyte
INCY
$24.2B
$1.73M 0.03%
+30,000
New +$1.89M
JACK icon
622
CALL
Jack in the Box
JACK
$312M
$1.73M 0.03%
+25,000
New +$2.13M
COOP
623
CALL
DELISTED
Mr. Cooper
COOP
$1.72M 0.03%
32,100
– –
JETS icon
624
CALL
US Global Jets ETF
JETS
$776M
$1.7M 0.03%
+100,000
New +$1.97M
CVI icon
625
CALL
CVR Energy
CVI
$3.58B
$1.7M 0.03%
50,000
– –
23 24
25
26 27

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.