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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
601
CALL
Calumet Specialty Products
CLMT
$3.69B
$1.69M 0.03%
+100,000
New +$1.61M
CNX icon
602
CNX Resources
CNX
$5.33B
$1.68M 0.03%
100,000
-35,000
-26% -$604K
DOCU
603
DocuSign
DOCU
$10.5B
$1.67M 0.03%
30,200
+17,700
+142% +$862K
PEN icon
604
CALL
Penumbra
PEN
$12.7B
$1.67M 0.03%
+7,500
New +$1.47M
FCNCA icon
605
First Citizens BancShares
FCNCA
$25.3B
$1.67M 0.03%
+2,200
New +$1.77M
CNQ icon
606
CALL
Canadian Natural Resources
CNQ
$96.7B
$1.67M 0.03%
60,000
– –
IPG
607
CALL
DELISTED
Interpublic Group of Companies
IPG
$1.67M 0.03%
+50,000
New +$1.55M
CIM
608
PUT
Chimera Investment
CIM
$1.06B
$1.65M 0.03%
100,000
– –
AEL
609
DELISTED
American Equity Investment Life Holding Company
AEL
$1.65M 0.03%
+36,168
New +$1.46M
AKRO
610
PUT
DELISTED
Akero Therapeutics
AKRO
$1.64M 0.03%
30,000
-195,800
-87% -$8.39M
VVV icon
611
CALL
Valvoline
VVV
$4.95B
$1.63M 0.03%
+50,000
New +$1.51M
QURE icon
612
uniQure
QURE
$3.06B
$1.62M 0.03%
71,392
-5,054
-7% -$109K
FUN icon
613
CALL
Cedar Fair
FUN
$1.8B
$1.61M 0.03%
39,000
– –
DBRG icon
614
PUT
DigitalBridge
DBRG
$2.93B
$1.61M 0.03%
147,000
-185,000
-56% -$2.4M
SWN
615
PUT
DELISTED
Southwestern Energy Company
SWN
$1.61M 0.03%
+274,600
New +$1.81M
IONS icon
616
CALL
Ionis Pharmaceuticals
IONS
$9.06B
$1.61M 0.03%
42,500
-37,500
-47% -$1.58M
VICI icon
617
VICI Properties
VICI
$29.2B
$1.6M 0.03%
49,476
-132,324
-73% -$4.25M
CERE
618
CALL
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$1.6M 0.02%
+50,700
New +$1.43M
IQ icon
619
PUT
iQIYI
IQ
$1.26B
$1.59M 0.02%
300,000
– –
IMCR icon
620
PUT
Immunocore
IMCR
$1.65B
$1.57M 0.02%
+27,500
New +$1.55M
HALO icon
621
Halozyme
HALO
$9.76B
$1.56M 0.02%
27,500
– –
CGNT icon
622
CALL
Cognyte Software
CGNT
$676M
$1.55M 0.02%
+500,000
New +$1.47M
SPB icon
623
PUT
Spectrum Brands
SPB
$2.04B
$1.55M 0.02%
+25,500
New +$1.29M
WOLF icon
624
CALL
Wolfspeed
WOLF
$1.27B
$1.55M 0.02%
+22,500
New +$1.99M
WOLF icon
625
PUT
Wolfspeed
WOLF
$1.27B
$1.55M 0.02%
+22,500
New +$1.99M
23 24
25
26 27

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.