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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
America Movil
AMX
$76.1B
| $1.05M | 0.02% |
72,000
+39,100
| +119% | +$531K |
|
|
CRON
602
CALL
Cronos Group
CRON
$1.06B
| $1.04M | 0.02% |
+150,000
| New | +$1.03M |
|
603
CALL
Gen Digital
GEN
$16.4B
| $1.04M | 0.02% |
50,000
-50,000
| -50% | -$1.01M |
|
604
ScottsMiracle-Gro
SMG
$3.82B
| $1.03M | 0.02% |
+5,200
| New | +$891K |
|
605
CALL
Plug Power
PLUG
$2.87B
| $1.02M | 0.02% |
+30,000
| New | +$679K |
|
606
CALL
IAMGOLD
IAG
$8.2B
| $1.01M | 0.02% |
+275,400
| New | +$1.01M |
|
607
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
| $1.01M | 0.02% |
+2,700
| New | +$958K |
|
608
PUT
eBay
EBAY
$50.6B
| $1M | 0.02% |
20,000
| – | – |
|
609
Genworth Financial
GNW
$3.76B
| $1M | 0.02% |
265,592
-57,108
| -18% | -$235K |
|
|
ITCI
610
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $1M | 0.02% |
31,500
-28,173
| -47% | -$740K |
|
611
Vale
VALE
$64.1B
| $992K | 0.02% |
+59,200
| New | +$789K |
|
612
PUT
Lumen
LUMN
$6.57B
| $974K | 0.02% |
100,000
| – | – |
|
|
EB
613
DELISTED
Eventbrite
EB
| $973K | 0.02% |
53,800
-176,200
| -77% | -$2.47M |
|
614
CALL
PagSeguro Digital
PAGS
$2.69B
| $967K | 0.02% |
+17,000
| New | +$763K |
|
|
615
PUT
PagSeguro Digital
PAGS
$2.69B
| $967K | 0.02% |
+17,000
| New | +$763K |
|
616
CALL
Sonos
SONO
$1.73B
| $966K | 0.02% |
41,300
-95,800
| -70% | -$1.79M |
|
617
CALL
Gogo Inc
GOGO
$565M
| $963K | 0.02% |
100,000
-12,500
| -11% | -$124K |
|
|
618
PUT
Gogo Inc
GOGO
$565M
| $963K | 0.02% |
100,000
-100,000
| -50% | -$990K |
|
619
CALL
Tanger
SKT
$4.67B
| $955K | 0.02% |
+95,900
| New | +$811K |
|
|
ITCI
620
CALL
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $954K | 0.02% |
+30,000
| New | +$788K |
|
|
EB
621
CALL
DELISTED
Eventbrite
EB
| $951K | 0.02% |
52,500
-40,000
| -43% | -$560K |
|
|
HTT
622
PUT
High Templar Tech Ltd
HTT
$379M
| $944K | 0.02% |
683,200
| – | – |
|
623
CALL
Helmerich & Payne
HP
$3.45B
| $934K | 0.02% |
+40,400
| New | +$783K |
|
624
CALL
Ocular Therapeutix
OCUL
$1.79B
| $933K | 0.02% |
+45,000
| New | +$668K |
|
|
625
Sonos
SONO
$1.73B
| $932K | 0.02% |
+39,900
| New | +$744K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.