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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$89.8M
Cap. Flow %
4.67%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Healthcare 4.59%
2 Consumer Discretionary 2.4%
3 Energy 2.06%
4 Financials 1.79%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
601
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
$169K 0.01%
25,000
– –
WBT
602
DELISTED
Welbilt, Inc.
WBT
$169K 0.01%
+10,000
New +$162K
LTM
603
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$166K 0.01%
+15,000
New +$138K
CYTK icon
604
Cytokinetics
CYTK
$10.5B
$164K 0.01%
14,400
-15,600
-52% -$196K
ESPR
605
DELISTED
Esperion Therapeutics
ESPR
$161K 0.01%
+4,400
New +$174K
CORR
606
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$161K 0.01%
+3,400
New +$149K
FOLD
607
CALL
DELISTED
Amicus Therapeutics
FOLD
$160K 0.01%
20,000
-22,500
-53% -$244K
FOLD
608
PUT
DELISTED
Amicus Therapeutics
FOLD
$160K 0.01%
20,000
– –
PRDO icon
609
Perdoceo Education
PRDO
$1.99B
$160K 0.01%
+10,000
New +$196K
REFR icon
610
CALL
Research Frontiers
REFR
$14M
$159K 0.01%
+49,600
New +$189K
ICAD
611
CALL
DELISTED
iCAD Inc
ICAD
$155K 0.01%
+22,600
New +$148K
DB icon
612
CALL
Deutsche Bank
DB
$69B
$150K 0.01%
20,000
– –
GTX icon
613
Garrett Motion
GTX
$5.81B
$150K 0.01%
+15,000
New +$184K
CERS icon
614
Cerus
CERS
$431M
$148K 0.01%
+28,700
New +$154K
KRNT icon
615
Kornit Digital
KRNT
$705M
$148K 0.01%
4,800
-15,200
-76% -$453K
KPTI icon
616
CALL
Karyopharm Therapeutics
KPTI
$43.5M
$144K 0.01%
1,000
-5,667
-85% -$768K
WW
617
DELISTED
WW International
WW
$144K 0.01%
3,800
-16,200
-81% -$457K
BRSL
618
Brightstar Lottery PLC
BRSL
$1.84B
$142K 0.01%
+10,000
New +$133K
DERM
619
DELISTED
Dermira, Inc.
DERM
$141K 0.01%
22,000
– –
DFS
620
DELISTED
Discover Financial Services
DFS
$138K 0.01%
+1,700
New +$140K
CPRX
621
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
$133K 0.01%
25,000
– –
TLPH icon
622
CALL
Talphera
TLPH
$66.4M
$132K 0.01%
3,000
– –
SPPI
623
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$132K 0.01%
+16,000
New +$129K
VSH icon
624
Vishay Intertechnology
VSH
$5.25B
$127K 0.01%
7,500
– –
XRX icon
625
Xerox
XRX
$386M
$127K 0.01%
+4,250
New +$133K
23 24
25
26 27

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management deployed $89.8M of net new capital in Q3 2019, opening 367 new positions and adding to 112 existing holdings. Its largest new stake was PayPal: 215,000 shares worth $22.3M.

By sector, the portfolio is most concentrated in Healthcare at 4.6% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Spark Therapeutics, Inc. Common Stock, an estimated $6.21M trimmed.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.