We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$49.1M
Cap. Flow %
2.56%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.57%
2 Healthcare 5.98%
3 Consumer Discretionary 2.44%
4 Energy 2.08%
5 Financials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
601
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
$169K 0.01%
25,000
– –
WBT
602
DELISTED
Welbilt, Inc.
WBT
$169K 0.01%
+10,000
New +$162K
LTM
603
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$166K 0.01%
+15,000
New +$138K
CYTK icon
604
Cytokinetics
CYTK
$9.73B
$164K 0.01%
14,400
-15,600
-52% -$196K
ESPR
605
DELISTED
Esperion Therapeutics
ESPR
$161K 0.01%
+4,400
New +$174K
CORR
606
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$161K 0.01%
+3,400
New +$149K
FOLD
607
CALL
DELISTED
Amicus Therapeutics
FOLD
$160K 0.01%
20,000
-22,500
-53% -$244K
FOLD
608
PUT
DELISTED
Amicus Therapeutics
FOLD
$160K 0.01%
20,000
– –
PRDO icon
609
Perdoceo Education
PRDO
$2.06B
$160K 0.01%
+10,000
New +$196K
REFR icon
610
CALL
Research Frontiers
REFR
$12.3M
$159K 0.01%
+49,600
New +$189K
ICAD
611
CALL
DELISTED
iCAD Inc
ICAD
$155K 0.01%
+22,600
New +$148K
DB icon
612
CALL
Deutsche Bank
DB
$73B
$150K 0.01%
20,000
– –
GTX icon
613
Garrett Motion
GTX
$4.86B
$150K 0.01%
+15,000
New +$184K
CERS icon
614
Cerus
CERS
$508M
$148K 0.01%
+28,700
New +$154K
KRNT icon
615
Kornit Digital
KRNT
$648M
$148K 0.01%
4,800
-15,200
-76% -$453K
KPTI icon
616
CALL
Karyopharm Therapeutics
KPTI
$38.3M
$144K 0.01%
1,000
-5,667
-85% -$768K
WW
617
DELISTED
WW International
WW
$144K 0.01%
3,800
-16,200
-81% -$457K
BRSL
618
Brightstar Lottery PLC
BRSL
$1.96B
$142K 0.01%
+10,000
New +$133K
DERM
619
DELISTED
Dermira, Inc.
DERM
$141K 0.01%
22,000
– –
DFS
620
DELISTED
Discover Financial Services
DFS
$138K 0.01%
+1,700
New +$140K
CPRX
621
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
$133K 0.01%
25,000
– –
TLPH icon
622
CALL
Talphera
TLPH
$62.3M
$132K 0.01%
3,000
– –
SPPI
623
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$132K 0.01%
+16,000
New +$129K
VSH icon
624
Vishay Intertechnology
VSH
$4.92B
$127K 0.01%
7,500
– –
XRX icon
625
Xerox
XRX
$465M
$127K 0.01%
+4,250
New +$133K
23 24
25
26 27

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q3 2019 filing shows 367 new, 112 increased, 107 reduced and 328 closed positions. Its largest new stake was PayPal: 215,000 shares worth $22.3M. The largest sale was Upbound Group, an estimated $8.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.