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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+5.93%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.81B
AUM Growth
+$522M
Cap. Flow
+$514M
Cap. Flow %
28.33%
Top 10 Hldgs %
17.86%
Holding
711
New
332
Increased
60
Reduced
50
Closed
217

Top Buys

Rank Stock Value
1
DVA icon
DaVita
DVA
+$14.4M
2
MHK icon
Mohawk Industries
MHK
+$7.26M
3
NWSA icon
News Corp Class A
NWSA
+$7.02M
4
TRGP icon
Targa Resources
TRGP
+$6.56M
5
CHTR icon
Charter Communications
CHTR
+$6.1M

Top Sells

Rank Stock Value
1
MU icon
Micron Technology
MU
+$29.4M
2
STZ icon
Constellation Brands
STZ
+$9.29M
3
TCX icon
Tucows
TCX
+$6.7M
4
CACI icon
CACI
CACI
+$4.3M
5
DHI icon
D.R. Horton
DHI
+$4.01M

Sector Composition

Rank Sector Weight
1 Communication Services 2.99%
2 Consumer Discretionary 2.81%
3 Healthcare 1.86%
4 Technology 1.82%
5 Energy 1.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
601
Micron Technology
MU
$930B
– –
-560,000
Closed -$29.4M
MU icon
602
PUT
Micron Technology
MU
$930B
– –
-534,900
Closed -$28.1M
NKTR icon
603
Nektar Therapeutics
NKTR
$2.39B
– –
-467
Closed -$342K
NOW icon
604
ServiceNow
NOW
$115B
– –
-57,500
Closed -$1.98M
NOW icon
605
PUT
ServiceNow
NOW
$115B
– –
-250,000
Closed -$8.62M
NRG icon
606
PUT
NRG Energy
NRG
$28.3B
– –
-100,000
Closed -$3.07M
NVRI icon
607
PUT
Enviri
NVRI
$623M
– –
-100,000
Closed -$2.21M
NWL icon
608
CALL
Newell Brands
NWL
$2.38B
– –
-100,000
Closed -$2.58M
NXPI icon
609
NXP Semiconductors
NXPI
$57.8B
– –
-23,100
Closed -$2.22M
OI icon
610
O-I Glass
OI
$1.1B
– –
-50,000
Closed -$840K
OIH icon
611
CALL
VanEck Oil Services ETF
OIH
$2.06B
– –
-25,000
Closed -$13.1M
OKE icon
612
CALL
Oneok
OKE
$57.2B
– –
-150,000
Closed -$10.5M
OMC icon
613
CALL
Omnicom Group
OMC
$21.6B
– –
-43,000
Closed -$3.28M
OVV icon
614
Ovintiv
OVV
$17.3B
– –
-28,800
Closed -$1.88M
OXY icon
615
CALL
Occidental Petroleum
OXY
$56.8B
– –
-100,000
Closed -$8.37M
PBI icon
616
Pitney Bowes
PBI
$2.4B
– –
-30,000
Closed -$257K
PBI icon
617
PUT
Pitney Bowes
PBI
$2.4B
– –
-50,000
Closed -$428K
PBYI icon
618
Puma Biotechnology
PBYI
$404M
– –
-25,550
Closed -$1.51M
PENN icon
619
CALL
PENN Entertainment
PENN
$2.75B
– –
-65,200
Closed -$2.19M
PENN icon
620
PENN Entertainment
PENN
$2.75B
– –
-22,500
Closed -$756K
PTCT icon
621
PTC Therapeutics
PTCT
$5.68B
– –
-22,500
Closed -$931K
PTCT icon
622
PUT
PTC Therapeutics
PTCT
$5.68B
– –
-35,000
Closed -$1.18M
RCL icon
623
CALL
Royal Caribbean
RCL
$85.1B
– –
-100,000
Closed -$10.4M
RCL icon
624
Royal Caribbean
RCL
$85.1B
– –
-6,000
Closed -$703K
RDFN
625
DELISTED
Redfin
RDFN
– –
-8,300
Closed -$191K
23 24
25
26 27

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Caption Management's Q3 2018 Portfolio in Review

As of Q3 2018, Caption Management held 711 positions worth $1.81B, up 40% from $1.29B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Caption Management deployed $514M of net new capital in Q3 2018, opening 332 new positions and adding to 60 existing holdings. Its largest new stake was Mohawk Industries: 37,000 shares worth $6.49M.

By sector, the portfolio is most concentrated in Communication Services at 3% of assets, up from 1.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was D.R. Horton, an estimated $4.01M trimmed.

  • Caption Management's largest Q3 2018 buy was Mohawk Industries: 37,000 shares worth $6.49M.
  • Caption Management added most to DaVita in Q3 2018, an estimated $14.4M increase.
  • Caption Management's biggest Q3 2018 reduction was D.R. Horton, cutting an estimated $4.01M.
  • Caption Management fully exited Micron Technology in Q3 2018, selling an estimated $29.4M.
  • Caption Management's ten largest holdings make up 18% of its $1.81B portfolio in Q3 2018.
  • Caption Management opened 332 new positions and closed 217 in Q3 2018.
  • Caption Management's portfolio value rose 40% quarter-over-quarter to $1.81B.

Based on Caption Management's 13F filing for Q3 2018, filed 14 Nov 2018.