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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHR icon
576
Sphere Entertainment
SPHR
$5.11B
$3.49M 0.04%
48,000
+44,000
+1,100% +$3.3M
BHVN
577
CALL
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$3.47M 0.04%
25,000
-65,000
-72% -$8.12M
GM icon
578
General Motors
GM
$73.7B
$3.46M 0.04%
+65,700
New +$3.49M
CSIQ icon
579
CALL
Canadian Solar
CSIQ
$764M
$3.46M 0.04%
100,000
– –
RTX icon
580
CALL
RTX Corp
RTX
$264B
$3.44M 0.04%
+40,000
New +$3.42M
NVS icon
581
Novartis
NVS
$263B
$3.44M 0.04%
+41,997
New +$3.78M
BNTX icon
582
PUT
BioNTech
BNTX
$24B
$3.41M 0.04%
+12,500
New +$3.97M
ZEN
583
PUT
DELISTED
ZENDESK INC
ZEN
$3.4M 0.04%
+29,200
New +$3.77M
NOG icon
584
CALL
Northern Oil and Gas
NOG
$2.69B
$3.4M 0.04%
+158,800
New +$2.77M
EW icon
585
PUT
Edwards Lifesciences
EW
$51.4B
$3.4M 0.04%
30,000
+20,000
+200% +$2.28M
PRTY
586
PUT
DELISTED
Party City Holdco Inc.
PRTY
$3.39M 0.04%
477,400
+224,400
+89% +$1.71M
UNIT
587
CALL
Uniti Group
UNIT
$2.33B
$3.39M 0.04%
274,000
– –
PLYA
588
CALL
DELISTED
Playa Hotels & Resorts
PLYA
$3.39M 0.04%
408,600
– –
ZNGA
589
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$3.38M 0.04%
+448,761
New +$4.08M
BILI icon
590
Bilibili
BILI
$6.16B
$3.38M 0.04%
+51,000
New +$4.36M
TTM
591
PUT
DELISTED
Tata Motors Limited
TTM
$3.36M 0.04%
150,000
– –
HYFM icon
592
PUT
Hydrofarm Holdings
HYFM
$4.44M
$3.35M 0.04%
8,850
– –
V icon
593
Visa
V
$689B
$3.34M 0.04%
+15,000
New +$3.52M
PRCH icon
594
CALL
Porch Group
PRCH
$1.78B
$3.31M 0.04%
187,500
+100,000
+114% +$1.88M
PRCH icon
595
PUT
Porch Group
PRCH
$1.78B
$3.31M 0.04%
187,500
+100,000
+114% +$1.88M
ABCL icon
596
CALL
AbCellera Biologics
ABCL
$3.71B
$3.28M 0.04%
163,700
+100,000
+157% +$1.77M
BXP icon
597
Boston Properties
BXP
$10.1B
$3.25M 0.04%
+30,000
New +$3.43M
CRSR icon
598
PUT
Corsair Gaming
CRSR
$1.4B
$3.24M 0.04%
+125,000
New +$3.58M
NUE icon
599
CALL
Nucor
NUE
$58.7B
$3.2M 0.04%
32,500
– –
ASND icon
600
CALL
Ascendis Pharma A/S
ASND
$16.2B
$3.19M 0.04%
20,000
+7,000
+54% +$958K
22 23
24
25 26

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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.