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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$87.8M
Cap. Flow %
2.95%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.25%
2 Healthcare 6.97%
3 Technology 2.28%
4 Consumer Discretionary 2.23%
5 Financials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
576
PUT
DELISTED
Smartsheet Inc.
SMAR
$673K 0.02%
+15,000
New +$620K
SAP icon
577
SAP
SAP
$242B
$670K 0.02%
+5,000
New +$657K
DLTR icon
578
Dollar Tree
DLTR
$21.4B
$668K 0.02%
+7,100
New +$745K
STT icon
579
State Street
STT
$50.3B
$665K 0.02%
+8,400
New +$591K
GEL icon
580
PUT
Genesis Energy
GEL
$1.84B
$661K 0.02%
+32,300
New +$650K
DB icon
581
Deutsche Bank
DB
$71.6B
$660K 0.02%
85,000
-15,000
-15% -$113K
CVET
582
PUT
DELISTED
Covetrus, Inc. Common Stock
CVET
$660K 0.02%
+50,000
New +$605K
CRNC icon
583
Cerence
CRNC
$356M
$657K 0.02%
+29,000
New +$476K
VNDA icon
584
PUT
Vanda Pharmaceuticals
VNDA
$308M
$656K 0.02%
+40,000
New +$605K
MGNI icon
585
CALL
Magnite
MGNI
$3.63B
$653K 0.02%
+80,000
New +$658K
WT icon
586
WisdomTree
WT
$3.4B
$653K 0.02%
135,000
– –
FFBC icon
587
First Financial Bancorp
FFBC
$3.35B
$652K 0.02%
+25,600
New +$624K
WORK
588
DELISTED
Slack Technologies, Inc.
WORK
$651K 0.02%
+29,005
New +$646K
FTCH
589
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$646K 0.02%
+62,400
New +$560K
AXE
590
CALL
DELISTED
Anixter International Inc
AXE
$645K 0.02%
+7,000
New +$567K
ALXN
591
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$638K 0.02%
5,900
-19,100
-76% -$2.04M
CF icon
592
CALL
CF Industries
CF
$19.7B
$620K 0.02%
13,000
– –
ET icon
593
Energy Transfer Partners
ET
$72.4B
$616K 0.02%
+48,000
New +$591K
ATNX
594
PUT
DELISTED
Athenex, Inc. Common Stock
ATNX
$611K 0.02%
2,000
-2,500
-56% -$661K
EAT icon
595
Brinker International
EAT
$8.11B
$609K 0.02%
+14,500
New +$625K
QEP
596
DELISTED
QEP RESOURCES, INC.
QEP
$608K 0.02%
+135,000
New +$470K
AGEN
597
Agenus
AGEN
$333M
$601K 0.02%
+7,515
New +$504K
DHI icon
598
D.R. Horton
DHI
$38.6B
$593K 0.02%
11,250
– –
LK
599
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$590K 0.02%
+15,000
New +$379K
CONE
600
DELISTED
CyrusOne Inc Common Stock
CONE
$589K 0.02%
+9,000
New +$618K
22 23
24
25 26

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BPA
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BG
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2019 filing shows 423 new, 157 increased, 131 reduced and 302 closed positions. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M. The largest sale was PayPal, an estimated $22.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, up from 84% a quarter earlier, followed by Healthcare and Technology.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.