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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
576
PUT
DELISTED
Smartsheet Inc.
SMAR
$673K 0.02%
+15,000
New +$620K
SAP icon
577
SAP
SAP
$212B
$670K 0.02%
+5,000
New +$657K
DLTR icon
578
Dollar Tree
DLTR
$24.4B
$668K 0.02%
+7,100
New +$745K
STT icon
579
State Street
STT
$50.6B
$665K 0.02%
+8,400
New +$591K
GEL icon
580
PUT
Genesis Energy
GEL
$1.87B
$661K 0.02%
+32,300
New +$650K
DB icon
581
Deutsche Bank
DB
$69B
$660K 0.02%
85,000
-15,000
-15% -$113K
CVET
582
PUT
DELISTED
Covetrus, Inc. Common Stock
CVET
$660K 0.02%
+50,000
New +$605K
CRNC icon
583
Cerence
CRNC
$385M
$657K 0.02%
+29,000
New +$476K
VNDA icon
584
PUT
Vanda Pharmaceuticals
VNDA
$307M
$656K 0.02%
+40,000
New +$605K
MGNI icon
585
CALL
Magnite
MGNI
$2.76B
$653K 0.02%
+80,000
New +$658K
WT icon
586
WisdomTree
WT
$2.96B
$653K 0.02%
135,000
– –
FFBC icon
587
First Financial Bancorp
FFBC
$3.55B
$652K 0.02%
+25,600
New +$624K
WORK
588
DELISTED
Slack Technologies, Inc.
WORK
$651K 0.02%
+29,005
New +$646K
FTCH
589
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$646K 0.02%
+62,400
New +$560K
AXE
590
CALL
DELISTED
Anixter International Inc
AXE
$645K 0.02%
+7,000
New +$567K
ALXN
591
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$638K 0.02%
5,900
-19,100
-76% -$2.04M
CF icon
592
CALL
CF Industries
CF
$19.2B
$620K 0.02%
13,000
– –
ET icon
593
Energy Transfer Partners
ET
$70.1B
$616K 0.02%
+48,000
New +$591K
ATNX
594
PUT
DELISTED
Athenex, Inc. Common Stock
ATNX
$611K 0.02%
2,000
-2,500
-56% -$661K
EAT icon
595
Brinker International
EAT
$9.17B
$609K 0.02%
+14,500
New +$625K
QEP
596
DELISTED
QEP RESOURCES, INC.
QEP
$608K 0.02%
+135,000
New +$470K
AGEN
597
Agenus
AGEN
$312M
$601K 0.02%
+7,515
New +$504K
DHI icon
598
D.R. Horton
DHI
$40B
$593K 0.02%
11,250
– –
LK
599
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$590K 0.02%
+15,000
New +$379K
CONE
600
DELISTED
CyrusOne Inc Common Stock
CONE
$589K 0.02%
+9,000
New +$618K
22 23
24
25 26

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.