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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
(+15%)
Cap. Flow
+$1.01B
Cap. Flow
% of AUM
15.59%
Top 10 Holdings %
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Citigroup
C
|
+$75.8M |
| 2 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$49.9M |
| 3 |
On Holding
ONON
|
+$19.3M |
| 4 |
Lockheed Martin
LMT
|
+$17.5M |
| 5 |
NextEra Energy
NEE
|
+$14.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WWE
World Wrestling Entertainment
WWE
|
+$20.2M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$12.8M |
| 3 |
Spectrum Brands
SPB
|
+$12.2M |
| 4 |
State Street SPDR S&P Biotech ETF
XBI
|
+$11.6M |
| 5 |
SGEN
Seagen Inc. Common Stock
SGEN
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.4% |
| 2 | Technology | 1.47% |
| 3 | Consumer Discretionary | 1.45% |
| 4 | Financials | 1.41% |
| 5 | Industrials | 1.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
PUT
Vertiv
VRT
$93B
| $2.23M | 0.03% |
60,000
-140,000
| -70% | -$4.62M |
|
|
MRTX
552
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $2.22M | 0.03% |
51,000
+2,000
| +4% | +$71.4K |
|
553
CALL
Iris Energy
IREN
$13.2B
| $2.2M | 0.03% |
+592,400
| New | +$3.16M |
|
|
SCHW
554
PUT
Charles Schwab
SCHW
$183B
| $2.2M | 0.03% |
+40,000
| New | +$2.42M |
|
|
555
PUT
Iris Energy
IREN
$13.2B
| $2.2M | 0.03% |
+591,700
| New | +$3.15M |
|
556
Madison Square Garden
MSGS
$9.48B
| $2.19M | 0.03% |
+12,396
| New | +$2.33M |
|
557
PUT
Noble Corp
NE
$6.77B
| $2.17M | 0.03% |
42,900
| – | – |
|
558
Pinduoduo
PDD
$126B
| $2.16M | 0.03% |
+22,000
| New | +$1.9M |
|
559
PUT
Caleres
CAL
$431M
| $2.14M | 0.03% |
+74,300
| New | +$1.97M |
|
560
CALL
Harmony Biosciences
HRMY
$2.04B
| $2.13M | 0.03% |
+65,000
| New | +$2.26M |
|
|
FOLD
561
PUT
DELISTED
Amicus Therapeutics
FOLD
| $2.13M | 0.03% |
175,000
+95,000
| +119% | +$1.23M |
|
562
PUT
3M
MMM
$90.9B
| $2.12M | 0.03% |
+27,030
| New | +$2.32M |
|
563
PUT
Southwest Gas
SWX
$6.47B
| $2.11M | 0.03% |
+35,000
| New | +$2.23M |
|
564
Truist Financial
TFC
$63.3B
| $2.08M | 0.03% |
+72,730
| New | +$2.24M |
|
|
CMA
565
CALL
DELISTED
Comerica
CMA
| $2.08M | 0.03% |
+50,000
| New | +$2.37M |
|
566
Perrigo
PRGO
$1.4B
| $2.08M | 0.03% |
+65,000
| New | +$2.29M |
|
567
PUT
Alibaba
BABA
$293B
| $2.07M | 0.03% |
23,900
| – | – |
|
|
SRCL
568
DELISTED
Stericycle Inc
SRCL
| $2.06M | 0.03% |
+46,000
| New | +$2.05M |
|
569
CALL
Enterprise Products Partners
EPD
$82.3B
| $2.05M | 0.03% |
+75,000
| New | +$2.01M |
|
|
SAVE
570
DELISTED
Spirit Airlines, Inc.
SAVE
| $2.04M | 0.03% |
+123,341
| New | +$2.1M |
|
571
PUT
Cars.com
CARS
$662M
| $2.02M | 0.03% |
120,000
| – | – |
|
572
PUT
NCR Voyix
VYX
$1.14B
| $2.02M | 0.03% |
+122,250
| New | +$2.08M |
|
573
Take-Two Interactive
TTWO
$45.4B
| $2.02M | 0.03% |
+14,400
| New | +$2.07M |
|
574
PUT
Western Digital
WDC
$188B
| $2.01M | 0.03% |
58,212
-96,050
| -62% | -$3.03M |
|
575
Flowserve
FLS
$9.71B
| $1.99M | 0.03% |
+50,000
| New | +$1.93M |
|
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Caption Management's Q3 2023 Portfolio in Review
As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.
By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.
- Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
- Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
- Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
- Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
- Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
- Caption Management opened 595 new positions and closed 414 in Q3 2023.
- Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.
Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.