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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QFIN icon
551
Qfin Holdings
QFIN
$1.69B
$2.07M 0.03%
+101,673
New +$1.51M
MFA
552
CALL
MFA Financial
MFA
$931M
$2.06M 0.03%
209,100
– –
STAA icon
553
PUT
STAAR Surgical
STAA
$1.21B
$2.05M 0.03%
42,300
-110,700
-72% -$6.94M
GDS icon
554
CALL
GDS Holdings
GDS
$6.55B
$2.05M 0.03%
99,500
– –
CNC icon
555
Centene
CNC
$31.5B
$2.05M 0.03%
25,000
+23,750
+1,900% +$1.94M
BHC icon
556
Bausch Health
BHC
$2.62B
$2.04M 0.03%
+325,000
New +$2.27M
LNTH icon
557
CALL
Lantheus
LNTH
$6.59B
$2.04M 0.03%
40,000
-85,000
-68% -$5.24M
PANW icon
558
Palo Alto Networks
PANW
$283B
$2.04M 0.03%
29,200
+21,300
+270% +$1.71M
ITRI icon
559
PUT
Itron
ITRI
$4.42B
$2.03M 0.03%
+40,000
New +$1.98M
VRNA
560
PUT
DELISTED
Verona Pharma
VRNA
$2M 0.03%
+76,600
New +$1.02M
IAA
561
CALL
DELISTED
IAA, Inc. Common Stock
IAA
$2M 0.03%
50,000
-153,100
-75% -$5.77M
OMF icon
562
PUT
OneMain Financial
OMF
$7.44B
$2M 0.03%
+60,000
New +$2.13M
NSTG
563
PUT
DELISTED
NanoString Technologies, Inc.
NSTG
$1.99M 0.03%
250,000
– –
CCL icon
564
Carnival Corporation Ltd
CCL
$39.4B
$1.97M 0.03%
245,000
-40,900
-14% -$353K
INVZ icon
565
PUT
Innoviz Technologies
INVZ
$90.8M
$1.97M 0.03%
500,000
+250,000
+100% +$1.19M
KRTX
566
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$1.97M 0.03%
10,000
– –
RNG icon
567
CALL
RingCentral
RNG
$4.81B
$1.94M 0.03%
54,800
-24,500
-31% -$876K
NVT icon
568
CALL
nVent Electric
NVT
$25.8B
$1.92M 0.03%
50,000
– –
FANG icon
569
Diamondback Energy
FANG
$55.9B
$1.91M 0.03%
14,000
+4,300
+44% +$628K
CCI icon
570
Crown Castle
CCI
$33.5B
$1.91M 0.03%
14,114
+12,414
+730% +$1.68M
JD icon
571
JD.com
JD
$44.6B
$1.91M 0.03%
+34,000
New +$1.71M
NVS icon
572
Novartis
NVS
$292B
$1.91M 0.03%
+21,000
New +$1.77M
MDGL icon
573
Madrigal Pharmaceuticals
MDGL
$11.1B
$1.89M 0.03%
+6,518
New +$637K
HAS icon
574
Hasbro
HAS
$12.9B
$1.89M 0.03%
+31,000
New +$1.94M
WDC icon
575
Western Digital
WDC
$182B
$1.89M 0.03%
79,057
+78,452
+12,967% +$2.07M
21 22
23
24 25

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.