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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
551
CALL
Kohl's
KSS
$2.17B
$1.3M 0.03%
+32,000
New +$931K
COWN
552
PUT
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1.3M 0.03%
50,000
– –
DT icon
553
PUT
Dynatrace
DT
$12.9B
$1.3M 0.03%
+30,000
New +$1.19M
TPH
554
CALL
DELISTED
Tri Pointe Homes
TPH
$1.29M 0.03%
+75,000
New +$1.33M
TPH
555
PUT
DELISTED
Tri Pointe Homes
TPH
$1.29M 0.03%
+75,000
New +$1.33M
IMGN
556
PUT
DELISTED
Immunogen Inc
IMGN
$1.29M 0.03%
+200,000
New +$1.17M
MAR icon
557
Marriott International
MAR
$98.3B
$1.27M 0.03%
9,600
+3,000
+45% +$343K
INFN
558
DELISTED
Infinera Corporation Common Stock
INFN
$1.26M 0.03%
+120,000
New +$952K
GRUB
559
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.25M 0.03%
8,400
– –
QGEN icon
560
Qiagen
QGEN
$8.54B
$1.25M 0.03%
+22,207
New +$1.19M
LITE icon
561
Lumentum
LITE
$55.5B
$1.23M 0.03%
+13,000
New +$1.12M
EXEL icon
562
CALL
Exelixis
EXEL
$13.3B
$1.2M 0.03%
60,000
-12,500
-17% -$262K
EXEL icon
563
PUT
Exelixis
EXEL
$13.3B
$1.2M 0.03%
60,000
-244,100
-80% -$5.11M
LNG icon
564
PUT
Cheniere Energy
LNG
$55.2B
$1.2M 0.03%
+20,000
New +$1.07M
SNV
565
DELISTED
Synovus
SNV
$1.2M 0.03%
37,019
-38,981
-51% -$1.13M
COUP
566
DELISTED
Coupa Software Incorporated
COUP
$1.19M 0.03%
+3,500
New +$1.08M
BRSL
567
CALL
Brightstar Lottery PLC
BRSL
$1.84B
$1.19M 0.03%
+70,000
New +$855K
ALLK
568
DELISTED
Allakos
ALLK
$1.16M 0.03%
+8,300
New +$864K
CF icon
569
CF Industries
CF
$19.2B
$1.16M 0.03%
+30,000
New +$990K
RIG icon
570
PUT
Transocean
RIG
$5.89B
$1.16M 0.03%
500,000
– –
MNDT
571
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.15M 0.03%
+50,000
New +$770K
RBA icon
572
RB Global
RBA
$20.4B
$1.15M 0.03%
+16,594
New +$1.1M
BZH icon
573
CALL
Beazer Homes USA
BZH
$877M
$1.14M 0.03%
75,000
– –
CDXS icon
574
Codexis
CDXS
$151M
$1.14M 0.03%
+52,000
New +$856K
GES
575
PUT
DELISTED
Guess Inc
GES
$1.13M 0.03%
50,000
– –
21 22
23
24 25

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.