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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
551
PUT
Deutsche Bank
DB
$69B
$778K 0.03%
100,000
– –
TMHC
552
DELISTED
Taylor Morrison
TMHC
$765K 0.03%
+35,000
New +$841K
KSS icon
553
CALL
Kohl's
KSS
$2.17B
$764K 0.03%
+15,000
New +$763K
AVTR icon
554
Avantor
AVTR
$9.32B
$763K 0.03%
+42,000
New +$669K
STAY
555
CALL
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$762K 0.03%
51,300
– –
LTM
556
PUT
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$762K 0.03%
75,000
– –
TCOM icon
557
Trip.com Group
TCOM
$29.6B
$754K 0.03%
+22,500
New +$725K
GTHX
558
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$748K 0.03%
+28,269
New +$661K
GNW icon
559
PUT
Genworth Financial
GNW
$3.76B
$737K 0.02%
+167,600
New +$705K
TEVA icon
560
PUT
Teva Pharmaceuticals
TEVA
$40.8B
$735K 0.02%
+75,000
New +$670K
CAR icon
561
Avis
CAR
$4.86B
$727K 0.02%
+22,515
New +$675K
OXY icon
562
Occidental Petroleum
OXY
$56.8B
$726K 0.02%
+17,600
New +$705K
SKT icon
563
PUT
Tanger
SKT
$4.67B
$726K 0.02%
+49,300
New +$771K
VAL
564
CALL
DELISTED
Valaris plc Class A Ordinary Share
VAL
$722K 0.02%
110,000
+100,000
+1,000% +$487K
AGIO icon
565
CALL
Agios Pharmaceuticals
AGIO
$1.79B
$716K 0.02%
15,000
-15,000
-50% -$567K
AGIO icon
566
PUT
Agios Pharmaceuticals
AGIO
$1.79B
$716K 0.02%
15,000
-186,000
-93% -$7.03M
EXEL icon
567
CALL
Exelixis
EXEL
$13.3B
$705K 0.02%
40,000
-50,000
-56% -$848K
MNK
568
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$698K 0.02%
200,000
-10,000
-5% -$31.2K
CTRA
569
PUT
DELISTED
Coterra Energy
CTRA
$697K 0.02%
40,000
-10,000
-20% -$174K
WYNN icon
570
Wynn Resorts
WYNN
$10.3B
$695K 0.02%
5,000
-1,000
-17% -$122K
INOV
571
PUT
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$695K 0.02%
+36,900
New +$618K
EHC icon
572
CALL
Encompass Health
EHC
$11B
$693K 0.02%
+12,570
New +$682K
OPTU
573
CALL
Optimum Communications Inc
OPTU
$298M
$683K 0.02%
+25,000
New +$691K
OPTU
574
PUT
Optimum Communications Inc
OPTU
$298M
$683K 0.02%
+25,000
New +$691K
ICAD
575
CALL
DELISTED
iCAD Inc
ICAD
$683K 0.02%
87,900
+65,300
+289% +$466K
21 22
23
24 25

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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.